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FINRA Awards for Eugene H. Steele

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0269310/20/2010Claimant(s): Steven Weisberg, IRA FBO Steven L. Weisberg SunAmerica Tr, Steven L. Weisberg Rev. Trust
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Royal Alliance Associates., John Schwartz, Retirement Advisory Services.
Respondent Lawyers(s): Gerry Kowalski
Arbitrator(s): Paul W. Sterman, Michael J. Quarequio, Eugene H. Steele
Hearing Site: Boca Raton, FL
Checkmark Icon$80,000
09-0244810/01/2010Claimant(s): Jerry Stiffel
Claimant Lawyers(s): Jerry Stiffel
Respondent(s): Muhammad Khan, Bluechip Securities.
Respondent Lawyers(s): Muhammad Khan
Arbitrator(s): Stan West, Stanley Seidman, Eugene H. Steele
Hearing Site: Boca Raton, FL
Checkmark Icon$97,330

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