| 19-02353 | 02/14/2020 | Claimant(s): Edgardo H. Ferrer
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez Del Valle
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
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| 19-03009 | 02/14/2020 | Claimant(s): Ricardo Eboli-Kodesh
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
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| 19-01321 | 02/11/2020 | Claimant(s): Henry Grinberg
Claimant Lawyers(s): Gregg J Breitbart
Respondent(s): Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Jonathan C. Schwartz, Timothy B. Atkins
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
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| 19-02873 | 02/10/2020 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): John B. Clark
Respondent(s): David Moxom
Respondent Lawyers(s): David Alan Moxom
Arbitrator(s): Mark A. Frankel
Hearing Site: Milwaukee, WI
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| 19-03602 | 02/03/2020 | Claimant(s): Andrea Bevis
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
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| 19-01808 | 01/28/2020 | Claimant(s): Steven Gretchko
Claimant Lawyers(s): Erica Harris
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Terrance J. Dorcy
Hearing Site: Detroit, MI
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| 19-02892 | 01/13/2020 | Claimant(s): Mark Zaharski
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
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| 17-02799 | 01/07/2020 | Claimant(s): Daniel Motherway
Claimant Lawyers(s): Daniel P. Motherway
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony Borrelli
Arbitrator(s): Charles A. Crocco, Robert E. Anderson, Stephen L. Lister
Hearing Site: Newark, NJ
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| 18-02179 | 12/11/2019 | Claimant(s): Mark Munizzi
Claimant Lawyers(s): Steven P Gomberg
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Donald M. Thompson, Craig D. Cook, Lisa M. Krimen
Hearing Site: Chicago, IL
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| 19-00985 | 12/09/2019 | Claimant(s): David Pickler
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joshua Norton
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Memphis, TN
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