| 21-02882 | 11/04/2024 | Claimant(s): Gregory Bradshaw
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Samuel P. Peluso, Gayle B. Carlson, Mitchel Weiss
Hearing Site: Jacksonville, FL
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| 23-02904 | 06/07/2024 | Claimant(s): Roberto Costa
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kalie M. Maniglia
Arbitrator(s): Richard S. Zaifert
Hearing Site: Jacksonville, FL
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| 23-01315 | 03/15/2024 | Claimant(s): Michael Sievert
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Arkadios Capital, Triad Advisors LLC
Respondent Lawyers(s): Chet C. Payne, Gregory M. Curley
Arbitrator(s): Leslie L. Cooney
Hearing Site: Jacksonville, FL
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| 23-01195 | 03/04/2024 | Claimant(s): Daniel Southworth
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): Summit Brokerage Service.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Gayle B. Carlson
Hearing Site: Jacksonville, FL
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| 23-01231 | 02/14/2024 | Claimant(s): Kristy Meeler
Claimant Lawyers(s): Harris Freedman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Maurice M. Feller
Hearing Site: Jacksonville, FL
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| 23-01422 | 11/10/2023 | Claimant(s): Andrew Rodriguez
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
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| 22-02818 | 09/27/2023 | Claimant(s): Christopher Aitken, Roy Tonning
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Richard S. Zaifert
Hearing Site: Jacksonville, FL
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| 22-00708 | 10/12/2022 | Claimant(s): Travis Barnes
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Richard S. Zaifert
Hearing Site: Jacksonville, FL
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| 21-02668 | 08/11/2022 | Claimant(s): Jeannan Brewer
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Laura T. Ruiz Rivera
Arbitrator(s): Langfred W. White
Hearing Site: Jacksonville, FL
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| 21-02630 | 08/04/2022 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ryan S. Nichols
Respondent(s): James Kirschner
Respondent Lawyers(s): James Gordon Kirschner
Arbitrator(s): Mitchel Weiss, Gerald Thomas Harper, Bethany D. Mathewson
Hearing Site: Jacksonville, FL
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