FINRA Awards for Stuart D. Roberts

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 21-28 out of 28 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-01823	04/06/2018	Claimant(s): Michael Clancy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley & Co., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Nicholas Y. Lin, Stuart D. Roberts Arbitrator(s): James John Jurinski Hearing Site: Portland, OR
16-02765	05/16/2017	Claimant(s): Sally Amer Claimant Lawyers(s): Aaron Romney Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY
14-03703	05/02/2017	Claimant(s): Adam Berlin Claimant Lawyers(s): Curtis Carlson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Marie G. Peterson Hearing Site: Miami, FL
15-00385	12/18/2015	Claimant(s): Kevin Sullivan Claimant Lawyers(s): Brittany Weiner Respondent(s): Kevin Kelly, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Colette Manoil Hearing Site: Boston, MA
14-02042	11/20/2015	Claimant(s): Bret Ackerman Claimant Lawyers(s): Paul H. Aloe Respondent(s): Evan Schwartzberg, Mathew Van Alstyne, Bonwick Capital Partners, Odeon Capital Group LLC Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Abigail J. Pessen, Carol Maria Luttati, Brian Lawrence Berlandi Hearing Site: New York, NY
14-00260	08/24/2015	Claimant(s): Michael Choy Claimant Lawyers(s): Robert D. Mitchell Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Lanny M. Leff Hearing Site: Phoenix, AZ
13-00918	06/16/2014	Claimant(s): Sabina Phillips Claimant Lawyers(s): Sabina Phillips Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): David Finnegan, Saul Scheier, Thomas M. Amadio Hearing Site: New York, NY
12-04074	01/06/2014	Claimant(s): Gregory Zerillo Claimant Lawyers(s): Philip J. Snyderburn Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): John G. Manley Hearing Site: Nashville, TN