FINRA Awards for Stuart D. Roberts

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Displaying 21-26 out of 26 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-03703	05/02/2017	Claimant(s): Adam Berlin Claimant Lawyers(s): Curtis Carlson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Marie G. Peterson Hearing Site: Miami, FL
15-00385	12/18/2015	Claimant(s): Kevin Sullivan Claimant Lawyers(s): Brittany Weiner Respondent(s): Kevin Kelly, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Colette Manoil Hearing Site: Boston, MA
14-02042	11/20/2015	Claimant(s): Bret Ackerman Claimant Lawyers(s): Paul H. Aloe Respondent(s): Evan Schwartzberg, Mathew Van Alstyne, Bonwick Capital Partners, Odeon Capital Group LLC Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Abigail J. Pessen, Carol Maria Luttati, Brian Lawrence Berlandi Hearing Site: New York, NY
14-00260	08/24/2015	Claimant(s): Michael Choy Claimant Lawyers(s): Robert D. Mitchell Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Lanny M. Leff Hearing Site: Phoenix, AZ
13-00918	06/16/2014	Claimant(s): Sabina Phillips Claimant Lawyers(s): Sabina Phillips Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): David Finnegan, Saul Scheier, Thomas M. Amadio Hearing Site: New York, NY
12-04074	01/06/2014	Claimant(s): Gregory Zerillo Claimant Lawyers(s): Philip J. Snyderburn Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): John G. Manley Hearing Site: Nashville, TN