| 11-00117 | 12/26/2012 | Claimant(s): Charles Drummond
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Blaylock Robert Van
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): Fred S. Pieroni, Julian F. Santos, David Jeremy Mattana
Hearing Site: New York, NY
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| 11-02382 | 09/20/2012 | Claimant(s): Ephraim Finkelstein
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Joanne Seltzer
Arbitrator(s): Michael J. McAllister, Richard W. Cutler, Mitchell Proux
Hearing Site: New York, NY
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| 10-04499 | 03/20/2012 | Claimant(s): Keith Wagner
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Clare R. Goldfarb, Sabrina Raquel Scott, John H. Beach
Hearing Site: Atlanta, GA
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| 09-06379 | 11/16/2011 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Donald S. Arbour
Respondent(s): Richard Rothenberg
Respondent Lawyers(s): Jonathan Sack
Arbitrator(s): David N. Brainin, Kenneth L. Stewart, Catherine I. Gulevich
Hearing Site: New York, NY
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| 09-00175 | 11/01/2010 | Claimant(s): James Fellus
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Sterne, Agee & Leach.
Respondent Lawyers(s): Latanishia D. Watters
Arbitrator(s): James Francis Donovan, Todd Edward Phillips, J. Wesley Romine
Hearing Site: Birmingham, AL
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| 08-01341 | 07/02/2010 | Claimant(s): Stephen Ketchum
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Banc of America Securities LLC
Respondent Lawyers(s): Steven D. Hurd
Arbitrator(s): Allan E. Johnson, Jay L. Zelesnick, Adam B. Lass
Hearing Site: New York, NY
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| 09-00176 | 06/28/2010 | Claimant(s): Kevin Dirussa
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Sterne, Agee & Leach.
Respondent Lawyers(s): Stephen L. Poer
Arbitrator(s): Louis H. Miron, Marvin Schleyer, Daniel P. Lund
Hearing Site: Newark, NJ
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| 09-01446 | 04/14/2010 | Claimant(s): Timothy Holt
Claimant Lawyers(s): Michael C. Deutsch
Respondent(s): M. J. Whitman LLC
Respondent Lawyers(s): Jonathan Sack
Arbitrator(s): David E. Robbins, Oliver Wayne Williams, Harold Glenn Stafford
Hearing Site: New York, NY
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| 08-01029 | 03/30/2009 | Claimant(s): Karen Wines
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christin Choi
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
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| 08-00006 | 01/16/2009 | Claimant(s): Craig Shere
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Calyon Securities (USA) Inc.
Respondent Lawyers(s): Tracey Tiska
Arbitrator(s): Earl S. Schwarz, Martin L. Feinberg, Joseph I. Liebman
Hearing Site: New York, NY
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