23-00715 | 08/16/2023 | Claimant(s): Hector Gongora Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Advanced Equities. Respondent Lawyers(s): Byron Crowe Arbitrator(s): Anthony Marchese, Susan C Lushing, Evdokia Sofos Hearing Site: New York, NY
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22-01870 | 05/01/2023 | Claimant(s): Byron Crowe Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Advanced Equities. Respondent Lawyers(s): Byron Crowe Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL
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11-02615 | 04/10/2014 | Claimant(s): Richard Fusari Claimant Lawyers(s): Richard Fusari Respondent(s): Advanced Equities., First Allied Securities. Respondent Lawyers(s): Peter B. King, Robert Cross Arbitrator(s): William H. Fleece, Deborah J. Powell, Maurice M. Feller Hearing Site: Tampa, FL
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10-00813 | 12/06/2012 | Claimant(s): Aaron Segal, David Landskowsky, Eric Rubenstein, Scott Cardone, Timothy Herrmann, Todd Harrigan Claimant Lawyers(s): Richard Roth, Ross Carmell Respondent(s): Byron Crowe, Dwight Badger, Keith Daubenspeck, Advanced Equities. Respondent Lawyers(s): Howard Elisofon Arbitrator(s): Stewart E. Winner, Susan Y. Chin, W. Alexander Melbardis Hearing Site: New York, NY
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10-00048 | 05/17/2012 | Claimant(s): John Galinsky Claimant Lawyers(s): Michael J. Lohnes Respondent(s): Dwight Badger, Keith Daubenspeck, Advanced Equities. Respondent Lawyers(s): Jeffrey S. Fowler Arbitrator(s): Ann Wilhelmina Kuppe, Richard J. Belmonte, Glenn A. Zipp Hearing Site: Chicago, IL
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10-02906 | 12/12/2011 | Claimant(s): Scott Sutherland Claimant Lawyers(s): Thomas F. Burke Respondent(s): Dwight Badger, Keith Daubenspeck, Advanced Equities. Respondent Lawyers(s): Amal S. Amin Arbitrator(s): Sanford J. Prizant, Richard R. Bicek, James A. Murphy Hearing Site: Chicago, IL
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11-02649 | 10/21/2011 | Claimant(s): Advanced Equities. Claimant Lawyers(s): Grant R. Cornehls Respondent(s): Frank Mazzola, Jared Carmel, Felix Investments LLC Respondent Lawyers(s): Barry M. Bordetsky, Catania Facher Arbitrator(s): Marguerite B. Filson, Stuart Rothenstein, Allan E. Johnson Hearing Site: New York, NY
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09-05937 | 01/07/2011 | Claimant(s): Heather Donahue Claimant Lawyers(s): Howard I. Elman Respondent(s): Advanced Equities. Respondent Lawyers(s): Carol M. Goodman Arbitrator(s): Judith R. MacDonald, Dorothy F. Gray, Diane Getzler Hearing Site: New York, NY
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07-01972 | 04/17/2009 | Claimant(s): Timothy Sullivan Claimant Lawyers(s): Anne Marie Murphy Respondent(s): Advanced Equities. Respondent Lawyers(s): Kelly J. Moynihan Arbitrator(s): Paul J. Dubow, Carl B. Noelke, Thomas C. McNally Hearing Site: San Francisco, CA
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06-01261 | 04/07/2008 | Claimant(s): Advanced Equities. Claimant Lawyers(s): Andrew M. Zack Respondent(s): Denise Kappel Respondent Lawyers(s): Nicholas P. Iavarone Arbitrator(s): Thomas F. Mahoney, Ann Breen-Greco, Champ W. Davis Hearing Site: Chicago, IL
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