| 20-00051 | 11/13/2020 | Claimant(s): Ryan Ackerhalt
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): David S. Billet
Hearing Site: New York, NY
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| 19-02413 | 06/17/2020 | Claimant(s): Rinico Sawyer
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Domenic C. Cervoni
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
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| 18-04300 | 05/28/2019 | Claimant(s): Randolph Feliz
Claimant Lawyers(s): Randolph Kendall Feliz
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Royce Russell, Christian Leslie Billet, Albert Rizzo
Hearing Site: New York, NY
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| 16-00133 | 05/04/2017 | Claimant(s): Lawrence Karp
Claimant Lawyers(s): David N. Mair
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Kevin B. Leblang
Arbitrator(s): Joseph I. Liebman, Michael Ritner Weaver, Brooks White
Hearing Site: New York, NY
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| 15-01433 | 10/13/2016 | Claimant(s): Daniel Ramjohn
Claimant Lawyers(s): Brittany Weiner
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Daniel R. Korb
Arbitrator(s): Roger J. Hawke, Joan M. Traub, Franklin P. Chapman
Hearing Site: New York, NY
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| 13-02861 | 09/08/2015 | Claimant(s): Gontran De Quillacq
Claimant Lawyers(s): Barry R. Lax
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Howard D. Jacob, Linda Ashley, Ernesto Jose Mejer
Hearing Site: New York, NY
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| 13-02494 | 06/17/2015 | Claimant(s): Carlos Questell
Claimant Lawyers(s): Jonathan Sack
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Linda R. Alpert, Howard D. Jacob, Bartley F. Flaherty
Hearing Site: New York, NY
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| 12-03797 | 02/02/2015 | Claimant(s): Marcos Bowers
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Daniel R. Korb, Jr.
Arbitrator(s): Richard S. Zaifert, John C. Holmes, Michael S. Kozlow
Hearing Site: Miami, FL
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| 13-00266 | 11/22/2013 | Claimant(s): Rinico Sawyer
Claimant Lawyers(s): Robert Heim
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Daniel R. Korb
Arbitrator(s): Fred S. Pieroni, Lori H. Carena, Robert J. Miller
Hearing Site: New York, NY
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| 12-02291 | 06/05/2013 | Claimant(s): Caroline Kulik
Claimant Lawyers(s): Vlad G. Spitzer
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Joseph W. Lodato, Linda J. Baer, John Michael Richardson
Hearing Site: New York, NY
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