| 19-03616 | 08/15/2022 | Claimant(s): Janet Benloss-Kelly
Claimant Lawyers(s): W D Masterson
Respondent(s): PFS Investments Inc.
Respondent Lawyers(s): Cheryl L. Haas
Arbitrator(s): Lita S Menkin, Lane R. Frostbaum, Julieta L Smith
Hearing Site: Atlanta, GA
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| 21-00556 | 07/08/2022 | Claimant(s): SFA Holdings., Timbrel Capital, Timbrel Holdings
Claimant Lawyers(s): Emma J. Redden
Respondent(s): Brannon McPherson, Clive Slovin, Jean Merriman, Randy Gold
Respondent Lawyers(s): Brannon McPherson, Emma J. Redden
Arbitrator(s): Peggy Lewis Kennedy, John James Rubin, Jane Alexis Hodges
Hearing Site: Atlanta, GA
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| 19-00391 | 05/18/2022 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Michael F Braun
Respondent(s): Bruce Smith
Respondent Lawyers(s): Ashley C. Brown
Arbitrator(s): George Pinckney Shingler, Judith Cochrane Loomis, Shaquana Ellison
Hearing Site: Atlanta, GA
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| 20-00699 | 05/16/2022 | Claimant(s): Abraham Heimann
Claimant Lawyers(s): Abraham Heimann
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Chandler R. Bridges
Hearing Site: Atlanta, GA
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| 19-01254 | 03/16/2022 | Claimant(s): Alexander Garrett
Claimant Lawyers(s): Joseph B. Alonso
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Elizabeth E. Moum
Arbitrator(s): Harvey R. Linder, Saundra M Clark, Garrett W. Murphy
Hearing Site: Atlanta, GA
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| 21-00026 | 03/14/2022 | Claimant(s): National Securities Corporation, Forte Capital Group
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Harold Ramsey
Respondent Lawyers(s): Harold B. Ramsey
Arbitrator(s): Chandler R. Bridges
Hearing Site: Atlanta, GA
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| 20-04057 | 01/10/2022 | Claimant(s): Intellivest Securities.
Claimant Lawyers(s): Daniel H. Kolber
Respondent(s): Growth Capital Services.
Respondent Lawyers(s): Alvin L. Fishman
Arbitrator(s): Paul Joseph McIntyre, Brian Walsh Devlin, Richard Moore
Hearing Site: Atlanta, GA
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| 21-00784 | 12/07/2021 | Claimant(s): Archie Morris
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
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| 20-03764 | 10/28/2021 | Claimant(s): William Tucker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
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| 18-02959 | 10/08/2021 | Claimant(s): Cary Lucas
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffery Rodgers
Arbitrator(s): William Barker Brown, Michael Ryan Peacock, Erin Elizabeth Waddington
Hearing Site: Atlanta, GA
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