Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02414 | 03/11/2020 | Claimant(s): Mark Gassoso Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 19-00456 | 09/09/2019 | Claimant(s): Glenn Hechler Claimant Lawyers(s): Craig Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 18-03932 | 05/23/2019 | Claimant(s): Prakash Shahani Claimant Lawyers(s): Matthew Wolper Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 17-03462 | 05/13/2019 | Claimant(s): Marc Scudillo Claimant Lawyers(s): Harris Freedman Respondent(s): Securities America., 1St Global Capital Corp. Respondent Lawyers(s): Christina M. Heller, Judith A. Knudsen Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 18-01536 | 12/07/2018 | Claimant(s): Robert Gilman Claimant Lawyers(s): John Stewart Respondent(s): Morgan Stanley & Co. LLC Respondent Lawyers(s): Chan Nam Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 18-00949 | 09/19/2018 | Claimant(s): Anne Gagnon, David Rosenberg Claimant Lawyers(s): Mark S. Gregory Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 17-00577 | 06/01/2018 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Dave Rao Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 16-00911 | 08/23/2017 | Claimant(s): Stacy Marcus Claimant Lawyers(s): Alexander H. Gardner Respondent(s): Heron Financial Group LLC Respondent Lawyers(s): Joseph Sullivan Arbitrator(s): Howard L. Sobel, Mary Lou McGanney, Ronald Leven Hearing Site: New York, NY | ||
| 16-02765 | 05/16/2017 | Claimant(s): Sally Amer Claimant Lawyers(s): Aaron Romney Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 16-01625 | 12/12/2016 | Claimant(s): Scott Blair Claimant Lawyers(s): Patrick Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY |