| 21-02381 | 03/09/2022 | Claimant(s): Jason Sardo
Claimant Lawyers(s): Brian Luther
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Elizabeth R. Aylett
Arbitrator(s): Wallace Anthony Showman
Hearing Site: New York, NY
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| 21-01275 | 03/02/2022 | Claimant(s): Theodore Fischer
Claimant Lawyers(s): Brian Luther
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Stephen Howard Marcus, Tim James O'Keefe, Michael Shimokaji
Hearing Site: Los Angeles, CA
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| 21-02049 | 03/02/2022 | Claimant(s): Michael Piccolo
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffrey D. Rodgers, Jr.
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Jersey City, NJ
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| 21-01553 | 02/07/2022 | Claimant(s): Justin Vaccaro
Claimant Lawyers(s): Brian Luther
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Elwood C. Avery
Hearing Site: Portland, OR
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| 21-01416 | 01/06/2022 | Claimant(s): Justin Vaccaro
Claimant Lawyers(s): Brian Luther
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Joseph C. Roberts
Hearing Site: Portland, OR
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| 21-01264 | 12/22/2021 | Claimant(s): Anthony Arch
Claimant Lawyers(s): Brian Luther
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Ana R. Hartman
Arbitrator(s): Kenneth Paul Strongman
Hearing Site: San Francisco, CA
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| 20-04174 | 08/16/2021 | Claimant(s): Christopher Hamm
Claimant Lawyers(s): Brian Luther
Respondent(s): Advantage Capital Corporation
Respondent Lawyers(s): Helen Prater
Arbitrator(s): Allan R. Lazor
Hearing Site: Houston, TX
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| 21-00220 | 08/06/2021 | Claimant(s): Shaun Stein
Claimant Lawyers(s): Brian Luther
Respondent(s): National Securities Corporation, J.P. Turner & Company
Respondent Lawyers(s): David Feldstein, Emily A. Hayes
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
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| 20-04091 | 07/09/2021 | Claimant(s): Steven LaPorta
Claimant Lawyers(s): Brian Luther
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): James J. Stamos
Hearing Site: Chicago, IL
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| 20-03121 | 06/10/2021 | Claimant(s): Marianne Smith
Claimant Lawyers(s): Brian Luther
Respondent(s): Edward Jones, Investors Capital Corp.
Respondent Lawyers(s): Bernard Breton, Jonathan Hackbarth
Arbitrator(s): Steven R. Rolnick
Hearing Site: Hartford, CT
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