15-02100 | 10/20/2017 | Claimant(s): Folashade Ojediran Claimant Lawyers(s): Folashade Ojediran Respondent(s): Edward Rivadeneira, TD Ameritrade. Respondent Lawyers(s): John Stewart Arbitrator(s): Elizabeth Gilbert, Howard J. Stiefel, Louis P. Wagman Hearing Site: New York, NY
| | |
16-03058 | 05/11/2017 | Claimant(s): Joseph Mondell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): TD Ameritrade. Respondent Lawyers(s): Marcia A. Washkuhn Arbitrator(s): Michael H. DuBoff Hearing Site: New York, NY
| | |
15-02684 | 03/30/2017 | Claimant(s): Adina Pruitt Claimant Lawyers(s): Erin E. Hanson Respondent(s): TD Ameritrade. Respondent Lawyers(s): Ryan S. Lean Arbitrator(s): Roberta Haft, Elliott David Finkel, Robert E. Jenks Hearing Site: Los Angeles, CA
| | |
15-03376 | 10/31/2016 | Claimant(s): Kevin Meyer Claimant Lawyers(s): Arthur S. Leider Respondent(s): TD Ameritrade. Respondent Lawyers(s): Michael T. West Arbitrator(s): Mark R. Lee, Katherine Jane Morris, Steven A. Fox Hearing Site: San Diego, CA
| | |
14-01786 | 08/31/2015 | Claimant(s): Uzoma Ogene Claimant Lawyers(s): Uzoma Ogene Respondent(s): TD Ameritrade., Jeffrey Plummer Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): James R. McGuone, Bernard Leroy Lynch, James David Askren Hearing Site: Atlanta, GA
| | |
12-03471 | 05/10/2013 | Claimant(s): Mike Safaie Claimant Lawyers(s): Mike Safaie Respondent(s): TD Ameritrade. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Robert E. Jenks, Jack R. Goetz, Darrell Thomas Reed Hearing Site: Los Angeles, CA
| | |
11-04091 | 03/01/2013 | Claimant(s): Brian Redican, Bryan Glass, Jordon Havens Claimant Lawyers(s): Faryan Andrew Afifi Respondent(s): TD Ameritrade. Respondent Lawyers(s): David Richan Arbitrator(s): Harold I. Geringer, Adam M. Kauff Hearing Site: New York, NY
| | |
12-01358 | 10/15/2012 | Claimant(s): Edward Brownstein Claimant Lawyers(s): Dana S. Gloor Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Richard Charles Hotvedt Hearing Site: Baltimore, MD
| | |
11-01523 | 11/17/2011 | Claimant(s): Michael Williamson Claimant Lawyers(s): A. Andrew OBeidy Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Monroe Mitchel, Robert K. Ruskin, Howard L. Conklin Hearing Site: Ft. Lauderdale, FL
| | |
09-06492 | 09/06/2011 | Claimant(s): Amir Monsefi Claimant Lawyers(s): Faryan Andrew Afifi Respondent(s): TD Ameritrade. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Barton J. Brewer, Debra Brothers Self, Kendall C. Reed Hearing Site: Los Angeles, CA
| | |