Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01096 | 12/14/2023 | Claimant(s): Carlos Legaspy Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Insight Securities. Respondent Lawyers(s): James Gaafar Arbitrator(s): Lawrence W. Arness, Karl Richard Lukens, David Miller Hearing Site: Chicago, IL | ||
| 22-02243 | 12/14/2023 | Claimant(s): Benjamin Soccodato Claimant Lawyers(s): John Hitchings Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Jill Pilgrim Hearing Site: New York, NY | ||
| 23-00411 | 12/14/2023 | Claimant(s): Clovis Morrison Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Centaurus Financial. Respondent Lawyers(s): Bryan A. Gless Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-01372 | 12/14/2023 | Claimant(s): Sean Sill Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Robert G. Falbisaner Hearing Site: Boca Raton, FL | ||
| 22-01142 | 12/14/2023 | Claimant(s): Efraim Diveroli Claimant Lawyers(s): Jerome Ramsaran Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Steven Gerard Goerke, Robert Lawrence Ostrov, Kathryn L McHale Hearing Site: Boca Raton, FL |  | Expungement |
| 23-01128 | 12/13/2023 | Claimant(s): Mark Durham Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kidder, Peabody & Co.orporated, UBS Financial Services Inc. Respondent Lawyers(s): Corporate Office, John Murphy Esq. Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 23-01008 | 12/13/2023 | Claimant(s): Paul Murphy Claimant Lawyers(s): Debra A. Jenks Respondent(s): Calton & Associates. Respondent Lawyers(s): Saad Rahmouni Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 22-01012 | 12/13/2023 | Claimant(s): Gary Rabe Claimant Lawyers(s): Christopher J. Gray Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): Jonathan D. Neerman Arbitrator(s): Mark S. Foster, William B. Ross, Charles A. Palmer Hearing Site: Des Moines, IA | | $4,529 |
| 22-01662 | 12/13/2023 | Claimant(s): Intellivest Securities. Claimant Lawyers(s): Bernard J. Kornberg Respondent(s): Brian Dunn Respondent Lawyers(s): Joshua Norton Arbitrator(s): Edward Turner Borer, Louis H Miron, Peter H. Goldberg Hearing Site: Wilmington, DE | ||
| 23-01448 | 12/13/2023 | Claimant(s): Daniel Boyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Boenning & Scattergood. Respondent Lawyers(s): Ingrid R. Welch Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA |