Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02227 | 02/01/2024 | Claimant(s): Guy Angiuoni Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA | ||
| 23-02026 | 02/01/2024 | Claimant(s): Jonathan Beitler Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Kristina J. Branstetter Arbitrator(s): Monica I. Salis Hearing Site: Boca Raton, FL | ||
| 23-02244 | 02/01/2024 | Claimant(s): Arun Chayra Claimant Lawyers(s): Arun Chayra Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Matthew H. Ladner Arbitrator(s): Ralph A. Cotton Hearing Site: San Francisco, CA |  | $0 |
| 23-01084 | 02/01/2024 | Claimant(s): Toby Green Claimant Lawyers(s): Brian Luther Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Neil Harvey Smith Hearing Site: Nashville, TN | ||
| 23-00573 | 01/31/2024 | Claimant(s): Manoj Bhartiya Claimant Lawyers(s): Manoj Bhartiya Respondent(s): TD Ameritrade. Respondent Lawyers(s): Christopher A. Stecher Arbitrator(s): Karimu F. Hill-Harvey, Elizabeth A. Townes, Natalie Paskiewicz Hearing Site: Tampa, FL | | $0 |
| 23-01069 | 01/31/2024 | Claimant(s): Doel Garcia Romero Claimant Lawyers(s): Ubaldo M. Fernandez-Barrera Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 20-00994 | 01/31/2024 | Claimant(s): Adam Kaplan, Daniel Kaplan Claimant Lawyers(s): Brian Kennedy Respondent(s): Amy Goldstein Sessa, Jonathan Sessa, Jordana Sessa Respondent Lawyers(s): Anthony Paduano Arbitrator(s): Bernard Lieberman, John Berton, Lorrie E Whitfield Hearing Site: New York, NY | | $100,000 |
| 23-01469 | 01/31/2024 | Claimant(s): Charles Landry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Securities Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-01485 | 01/31/2024 | Claimant(s): Diego Macedo Claimant Lawyers(s): Everett Pritchard Respondent(s): Morgan Stanley Respondent Lawyers(s): Emily Z. Culbertson Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 23-01436 | 01/31/2024 | Claimant(s): Mark Herman Claimant Lawyers(s): William Bean Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Michael F. Jordan Hearing Site: Detroit, MI |