23-02777 | 02/29/2024 | Claimant(s): Daryl Allen Claimant Lawyers(s): Randi Perry Spallina Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX
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23-02040 | 02/28/2024 | Claimant(s): Mary Moser Claimant Lawyers(s): Mary E. Suzy Moser Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Heidi E. VonderHeide Arbitrator(s): Stephen Howard Marcus Hearing Site: Los Angeles, CA
| | $0 |
23-01820 | 02/28/2024 | Claimant(s): Karen Guerrero Claimant Lawyers(s): Michael C. Bixby Respondent(s): LPL Financial LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA
| | Expungement |
23-01353 | 02/28/2024 | Claimant(s): David Zane Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PNC Investments Respondent Lawyers(s): Angelina T. Evans Arbitrator(s): Guillermo L. Bosch Hearing Site: Wilmington, DE
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23-01420 | 02/27/2024 | Claimant(s): Matthew Langhorst, Rebecca Hallman Claimant Lawyers(s): Bryon Romine Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Richard C. Corse, Thomas W. Allen, Don G Miller Hearing Site: Dallas, TX
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22-01854 | 02/27/2024 | Claimant(s): Crews & Associates. Claimant Lawyers(s): Daniel H. Wirth Respondent(s): Billy Carty, Rush Harding, Carty & Company. Respondent Lawyers(s): Chris Lazarini, Peter Shults Arbitrator(s): Judith A. Payuk, Michael S. Yauch, Joseph Neal Richardson Hearing Site: Little Rock, AR
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23-00231 | 02/27/2024 | Claimant(s): Sonia Pou Monagas Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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22-01882 | 02/27/2024 | Claimant(s): Esther Kim, Ambrosia Networks LLC Claimant Lawyers(s): Adam Gana Respondent(s): Crown Capital Securities, L.P. Respondent Lawyers(s): Craig R. Bockman Arbitrator(s): Barbara M. Zak, Robert B. Hansohn, Natalie Panossian-Bassler Hearing Site: Los Angeles, CA
| | Expungement |
23-01210 | 02/27/2024 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Glen Silverstein Respondent(s): Irina Elsarky, Mohamed Elsarky Respondent Lawyers(s): Irina Elsarky, Mohamed Elsarky Arbitrator(s): Sandra J. Mullings, Thomas M. Madden, Thomas Patrick Moynihan Hearing Site: New York, NY
| | $0 |
23-00909 | 02/27/2024 | Claimant(s): Dennis Karjanis Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Sean Alan D'Amico, Jud Perkins, David Stein Hearing Site: Hartford, CT
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