Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00947 | 12/08/2020 | Claimant(s): Daniel Fred Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | $0 | |
| 20-01276 | 12/08/2020 | Claimant(s): Jan Mohamed Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Kerri L. Delgado Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | $0 | |
| 20-03201 | 12/08/2020 | Claimant(s): Bradford Bernstein Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Julie K. Chapin Hearing Site: Philadelphia, PA | $0 | |
| 20-01610 | 12/07/2020 | Claimant(s): James Springer Claimant Lawyers(s): Nisha S. Wright Respondent(s): The Huntington Investment Company Respondent Lawyers(s): Paul R. Harris Arbitrator(s): David P. Slater, Kimberly A. Gilmour, Rosemarie Elizabeth Stoffo Hearing Site: Boca Raton, FL | $0 | |
| 20-02036 | 12/07/2020 | Claimant(s): Francis Clement Claimant Lawyers(s): Francis James Clement Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Kathleen Hoey Gorr, Corinne A. Cox, Clifford C. Rohde Hearing Site: Rochester, NY | $0 | |
| 20-00957 | 12/04/2020 | Claimant(s): Maurice Acriche Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Selma Moy Hearing Site: New York, NY | $0 | |
| 20-01078 | 12/04/2020 | Claimant(s): Paul Colchamiro Claimant Lawyers(s): Irwin Weltz Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | $0 | |
| 20-01088 | 12/04/2020 | Claimant(s): Marc Minor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): James Noblett Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL | $0 | |
| 20-01170 | 12/04/2020 | Claimant(s): Robert Tomlinson Claimant Lawyers(s): Chelsea Masters Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | $0 | |
| 20-01414 | 12/04/2020 | Claimant(s): Michael Nielson Claimant Lawyers(s): Kurt Zimmerman Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | $0 |