Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02673 | 03/18/2021 | Claimant(s): Bradley Thompson Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian Harlan Arbitrator(s): Helen Marinak Blohm Hearing Site: Cheyenne, WY | ||
| 20-03177 | 03/18/2021 | Claimant(s): Todd Anderson Claimant Lawyers(s): Ross Kartez Respondent(s): Geneos Wealth Management Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Merton E. Marks Hearing Site: Phoenix, AZ | ||
| 20-03221 | 03/18/2021 | Claimant(s): Angus Miller Claimant Lawyers(s): Sarah Yates Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ | ||
| 17-01847 | 03/18/2021 | Claimant(s): Judith Rappold as Co-Guardian, Mark Rappold as Co-Guardian Claimant Lawyers(s): Joseph J. Ranni Respondent(s): Eric Gawron, Allstate Financial Services Respondent Lawyers(s): Samantha Tesser Haimo Arbitrator(s): Robert J. Scafuri, Jeffrey M. Bain, Patrick M. Markey Hearing Site: Buffalo, NY |  | $400,425 |
| 20-01425 | 03/17/2021 | Claimant(s): Adam Bishop Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Jane Ann McKenzie Hearing Site: Seattle, WA | ||
| 20-01506 | 03/17/2021 | Claimant(s): Timothy Nolan Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Mary E. Bassett Hearing Site: Boston, MA | ||
| 20-02211 | 03/17/2021 | Claimant(s): Christopher Burque Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Kathy A. Tatone Hearing Site: Minneapolis, MN | ||
| 20-02231 | 03/17/2021 | Claimant(s): Colin Williams Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeff Palmer Arbitrator(s): Kenneth James Pedersen Hearing Site: Portland, OR | ||
| 20-02263 | 03/17/2021 | Claimant(s): Matthew Hoffman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): James J. Fishman Hearing Site: New York, NY | ||
| 20-02437 | 03/17/2021 | Claimant(s): Peter McColgan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Stephen P. Calardo Hearing Site: Cincinnati, OH |