| 20-02367 | 03/19/2021 | Claimant(s): Michelle Parretti
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Steven S. Manos
Hearing Site: Boston, MA
| | |
| 20-02578 | 03/19/2021 | Claimant(s): Daniel Bodemeijer
Claimant Lawyers(s): Kurt Zimmerman
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
| | |
| 20-02589 | 03/19/2021 | Claimant(s): Ritchy Scoggin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX
| | |
| 20-02620 | 03/19/2021 | Claimant(s): Randall Childress
Claimant Lawyers(s): Brian Luther
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Douglas Wade Carvell
Hearing Site: Dallas, TX
| | |
| 20-02876 | 03/19/2021 | Claimant(s): Timothy Walsh
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fortune Financial Services., World Choice Securities.
Respondent Lawyers(s): Karl E. May, Robert K. Cargin
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
| | |
| 20-02913 | 03/19/2021 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Bradley Gardner
Respondent Lawyers(s): Bradley Everett Gardner
Arbitrator(s): Jeffrey M. Allen
Hearing Site: San Francisco, CA
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| 20-03133 | 03/19/2021 | Claimant(s): Jeffrey Dorman
Claimant Lawyers(s): David Harrison
Respondent(s): Dorman Skorheim Wealth Management LLC
Respondent Lawyers(s): Jeffrey J. Dorman
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA
| | |
| 18-03274 | 03/19/2021 | Claimant(s): Justin Ort, Michael Ostad, Patrick Melnik, Thomas Themistocles
Claimant Lawyers(s): Darryl J. Bouganim
Respondent(s): Empire Asset Management Company
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Martin Izaak, Evonne WJ Tolbert, Michael S. Lazan
Hearing Site: New York, NY
|  | $86,022 |
| 19-02638 | 03/19/2021 | Claimant(s): Vivienne Werner
Claimant Lawyers(s): Marium Siddiqui
Respondent(s): Strategic Advisory Services LLC
Respondent Lawyers(s): Martin S. Schexnayder
Arbitrator(s): Daniel J. Pagnano, Marlene Montesinos, Tracie Jackson
Hearing Site: Houston, TX
| | $0 |
| 20-01370 | 03/18/2021 | Claimant(s): Stephen Webb
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Clydia Jean Cuykendall
Hearing Site: Seattle, WA
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