| 20-02911 | 04/27/2021 | Claimant(s): Walter Pardo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): McLaughlin, Piven, Vogel Securities
Respondent Lawyers(s): Mark G. McLaughlin
Arbitrator(s): Paul Bennett Marrow
Hearing Site: New York, NY
| | |
| 20-02079 | 04/27/2021 | Claimant(s): Mikedmat Dena Inc.
Claimant Lawyers(s): John Dellaportas
Respondent(s): Morgan Stanley, Jacob Shapira
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Howard L. Sobel, Lori H. Carena, Alan Robert Sacks
Hearing Site: New York, NY
|  | $782,279 |
| 20-02834 | 04/26/2021 | Claimant(s): William Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Kyle B. Osting
Arbitrator(s): Michael James Malone
Hearing Site: Washington, DC
| | |
| 20-01621 | 04/26/2021 | Claimant(s): Patrick Peterson
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): James A. Parker
Hearing Site: Houston, TX
| | Expungement |
| 20-02694 | 04/26/2021 | Claimant(s): Nicholas Losinno
Claimant Lawyers(s): Mark S. Gregory
Respondent(s): LPL Financial LLC, Thomas Fross
Respondent Lawyers(s): Tracey Salomon-Smith
Arbitrator(s): Jim Geiger, Barry Goldman, James T. Carney
Hearing Site: Pittsburgh, PA
| | $0 |
| 20-04226 | 04/26/2021 | Claimant(s): Thomas Jerome-Surendran
Claimant Lawyers(s): Thomas Jerome-Surendran
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Thaddeus J. Tecza
Hearing Site: Salt Lake City, UT
| | $0 |
| 20-01984 | 04/23/2021 | Claimant(s): Jeff Jen
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Robyn C. Crowther
Arbitrator(s): Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
| | |
| 20-02174 | 04/23/2021 | Claimant(s): Oscar Seidel
Claimant Lawyers(s): Oscar Francisco Seidel
Respondent(s): Grace Financial Group LLC
Respondent Lawyers(s): Brian Villante
Arbitrator(s): Rory M. McLaughlin, Paul C. Tang, Dalia Zaza
Hearing Site: New York, NY
| | |
| 20-02540 | 04/23/2021 | Claimant(s): Matthew Gaglio
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Sherry Shore
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
| | |
| 20-02613 | 04/23/2021 | Claimant(s): Joseph Eschleman
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
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