Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02669 | 06/03/2021 | Claimant(s): William Herf Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Paul Klein Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 20-02927 | 06/03/2021 | Claimant(s): Russell Boaz Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 20-03128 | 06/03/2021 | Claimant(s): Donna Stevenson Claimant Lawyers(s): David Monsour Respondent(s): Pacific West Securities. Respondent Lawyers(s): Philip A. Pizelo Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA | ||
| 20-03180 | 06/03/2021 | Claimant(s): Chi-Hong Chu Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 20-03184 | 06/03/2021 | Claimant(s): William Fox Claimant Lawyers(s): Robert Moses Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 21-00541 | 06/03/2021 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Robert K. Jamieson Respondent(s): Jennah Clark Respondent Lawyers(s): Jennah Real Clark Arbitrator(s): Michael S. Yauch Hearing Site: Oklahoma City, OK | ||
| 19-02691 | 06/03/2021 | Claimant(s): Jadina Lilien Claimant Lawyers(s): Elizabeth Goldman Respondent(s): Morgan Stanley, Nancy Glassman Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Julian F. Santos Hearing Site: New York, NY |  | Expungement |
| 20-04054 | 06/03/2021 | Claimant(s): Eileen Moody Claimant Lawyers(s): John S. Moody Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | | Expungement |
| 20-04181 | 06/02/2021 | Claimant(s): William Williamson Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC, Santander Securities LLC Respondent Lawyers(s): Daniel LaPenta, Sara B. Davis Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ | ||
| 20-03500 | 06/02/2021 | Claimant(s): Galit Dermer Trust, Galit Dermer Trustee Claimant Lawyers(s): Michael S. Hill Respondent(s): Laurence Goldstein, First Financial Equity Corporation Respondent Lawyers(s): Jason L. Cassidy Arbitrator(s): Donald Dreyfus Hearing Site: Phoenix, AZ | | Expungement |