23-02823 | 05/24/2024 | Claimant(s): Michael Stewart Claimant Lawyers(s): Peter Lindholm Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL
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23-00074 | 05/24/2024 | Claimant(s): Germaine Broussard Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Amanda Parisi Arbitrator(s): Joseph J. Dougherty Hearing Site: Washington, DC
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22-01426 | 05/24/2024 | Claimant(s): Donald Davis, Marianne Mackley, Stephen Lim, Sunder Nambiar Claimant Lawyers(s): Nico Banks Respondent(s): Larry Law, Richard Sandfer Respondent Lawyers(s): Larry Richard Law, Patrick R. Mahoney Arbitrator(s): Anthony D. DeToro, Richard Maurice Robinson, Luis Sanchez Espinoza Hearing Site: Los Angeles, CA
| | $1,301,030 |
22-02649 | 05/24/2024 | Claimant(s): Howard Sproat Claimant Lawyers(s): Laurence M. Landsman Respondent(s): William Blair & Company L.L.C. Respondent Lawyers(s): Bruce Lewitas Arbitrator(s): Michael Lau, Paul J. Burkhart, Scott Manker Hearing Site: Boca Raton, FL
| | Expungement |
23-02874 | 05/24/2024 | Claimant(s): Ronald Hoyle Claimant Lawyers(s): Peter Lindholm Respondent(s): Grove Point Investments, J.W. Cole Financial. Respondent Lawyers(s): Gregg J. Breitbart, Matt Winterhalter Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL
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23-03236 | 05/24/2024 | Claimant(s): Gregory Manto Claimant Lawyers(s): David E. Robbins Respondent(s): Michael Quinn Respondent Lawyers(s): Michael James Quinn Arbitrator(s): Linda J. Baer Hearing Site: New York, NY
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22-02854 | 05/24/2024 | Claimant(s): Andrew Channon, David Parker, Joel Meyer, Larry Madsen, Paul Kennedy Claimant Lawyers(s): Brandon Dei Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Sameer Rastogi Arbitrator(s): Gregory G. Gocek, Henry George Grendell, Michael Jay Teitelbaum Hearing Site: Cleveland, OH
| | $0 |
22-02770 | 05/24/2024 | Claimant(s): Mary Markham, Michael Markham Claimant Lawyers(s): Scott L. Silver Respondent(s): IFP Securities Respondent Lawyers(s): Scott N. Sherman Arbitrator(s): Christopher J. Klein, Guno Orlando Ritfeld, Mary Ann Etzler Hearing Site: Orlando, FL
| | Expungement |
23-00696 | 05/24/2024 | Claimant(s): Mark Schrader Claimant Lawyers(s): Craig A. Riha Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Madelon M. Rosenfeld, Glen R. Stifelman, Eugene G. P. Byrne Hearing Site: New York, NY
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23-02878 | 05/24/2024 | Claimant(s): Raymond Chera Claimant Lawyers(s): Peter Lindholm Respondent(s): Capital One Investing Respondent Lawyers(s): Ted A. Gehring Arbitrator(s): Ira A. Auerbach Hearing Site: New York, NY
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