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FINRA Awards for Angelic Rivera Ramos

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0091707/11/2024Claimant(s): Thomas Garity, William Garity Medina
Claimant Lawyers(s): Angelic Rivera Ramos, Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Nancy J. Cliff
Hearing Site: San Juan, PR

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