| 23-01648 | 07/29/2024 | Claimant(s): Robin Garner
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Craig-Hallum Capital Group LLC
Respondent Lawyers(s): Terrence J. Fleming
Arbitrator(s): John P. Cullem, Oliver J. Janney, Monique Mavour
Hearing Site: Tampa, FL
| | |
| 23-01281 | 07/26/2024 | Claimant(s): John Loyd
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth, Kelsey Vasko
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
| | |
| 23-02988 | 07/26/2024 | Claimant(s): Travis Hughes
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Jay H. Feldstein
Hearing Site: Albuquerque, NM
| | |
| 24-00555 | 07/26/2024 | Claimant(s): Sravanthi Gadamsetty IRA
Claimant Lawyers(s): Sravanthi Gadamsetty
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jovalin Dedaj
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
|  | $0 |
| 24-00271 | 07/26/2024 | Claimant(s): Douglas Kleckner
Claimant Lawyers(s): Matthew E. Wolper
Respondent(s): Monmouth Capital Management LLC
Respondent Lawyers(s): Robert Meyer, CEO
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Minneapolis, MN
| | $483,427 |
| 23-03425 | 07/26/2024 | Claimant(s): Michael Bond
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): USAA Investment Services Company
Respondent Lawyers(s): David W Erb
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
| | |
| 22-02415 | 07/26/2024 | Claimant(s): BG Strategic Advisors, BGSA Holdings
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): Ryan Kuhn
Respondent Lawyers(s): Peter T. Mavrick
Arbitrator(s): Avery B. Goodman, Stephen Gregg Ellis, Danny Lynn Ingram
Hearing Site: Boca Raton, FL
| | |
| 23-01189 | 07/25/2024 | Claimant(s): Nir Haklili, Nir Haklili IRA
Claimant Lawyers(s): Nir Haklili
Respondent(s): Independent Financial Group.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
| | Expungement |
| 24-00066 | 07/24/2024 | Claimant(s): Brian Goossen
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): CrowdStreet., Crowdstreet Capital LLC
Respondent Lawyers(s): Gabrielle L. Gould
Arbitrator(s): Jacqueline R. Fox, Catherine Stewart, Mary Kathleen Coleman
Hearing Site: Pittsburgh, PA
| | Dismissed by Rule 12200 |
| 23-02918 | 07/24/2024 | Claimant(s): Ahmed Gheith
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Paulson Investment Company
Respondent Lawyers(s): Amal S. Amin
Arbitrator(s): Julian F. Santos, Robert Francis Geary, Peter Whittingham
Hearing Site: New York, NY
| | |
