| 19-02034 | 04/26/2022 | Claimant(s): Michael Arnheiter
Claimant Lawyers(s): Thomas N O'Connor
Respondent(s): Kenneth Kitchin, NYLife Securities LLC, New York Life Insurance Company, New York Life Insurance and Annuity Corp
Respondent Lawyers(s): Ralph T. Lepore, III
Arbitrator(s): Robert J. Ambrogi, Sharon L. Monroe, Joseph Edward Riley
Hearing Site: Boston, MA
|  | Expungement |
| 19-00675 | 04/26/2022 | Claimant(s): George Fayezishk
Claimant Lawyers(s): Brian Heller. Esq
Respondent(s): Richard Simonetti, New York Life Insurance Company
Respondent Lawyers(s): Steven D. Hurd
Arbitrator(s): Cheryl H. Agris, Andrew M. Schmertz, Howard Alan Grinsberg
Hearing Site: New York, NY
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| 21-01395 | 04/26/2022 | Claimant(s): Harmon Kong
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fidelity Investments Institutional Srvcs
Respondent Lawyers(s): Thomas M. McHugh
Arbitrator(s): Kenneth E. Owen
Hearing Site: Los Angeles, CA
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| 21-02329 | 04/26/2022 | Claimant(s): Benjamin Hoehler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Douglas M. Branson
Hearing Site: Louisville, KY
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| 21-02432 | 04/26/2022 | Claimant(s): Orlando Perez, Viviana Perez Cordero
Claimant Lawyers(s): Roberto C. Quinones-Rivera, Sonia M. Lopez del Valle
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
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| 21-02457 | 04/26/2022 | Claimant(s): Joslyn Ewart
Claimant Lawyers(s): Samuel E. Cohen
Respondent(s): Lincoln Investment
Respondent Lawyers(s): Jessica Levine
Arbitrator(s): Carol H. Gold, Richard Frank Colello, Louis P. Wagman
Hearing Site: Philadelphia, PA
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| 20-04183 | 04/25/2022 | Claimant(s): Aaron Veldheer, Douglas Kadison, Mark Ghafari
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Perreault
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 21-02124 | 04/25/2022 | Claimant(s): Mearu Takatsu
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Wells Fargo Investments, TD Ameritrade., Citicorp Investment Services
Respondent Lawyers(s): Adam Kauff, Bryce Cullinane, Valerie Holder
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
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| 21-02303 | 04/25/2022 | Claimant(s): Michelle Coble
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Msi Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Mark C Watler
Hearing Site: Oklahoma City, OK
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| 21-01801 | 04/22/2022 | Claimant(s): Richard Eller
Claimant Lawyers(s): Brian Luther
Respondent(s): Securities America.
Respondent Lawyers(s): James B. Noblett
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
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