Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00545 | 05/16/2022 | Claimant(s): Claimant Lawyers(s): Respondent(s): Robinhood Financial. Respondent Lawyers(s): Richard J. Davis Arbitrator(s): Kevin J. Demet Hearing Site: Milwaukee, WI |  | $0 |
| 21-01934 | 05/13/2022 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Joseph Pratt Respondent Lawyers(s): Joseph Hersey Pratt Arbitrator(s): Gregory Hunter Mathews Hearing Site: Philadelphia, PA | ||
| 21-02316 | 05/13/2022 | Claimant(s): Thomas Moore Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Advest., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Ronald Harris Kisner Hearing Site: New York, NY | ||
| 21-02703 | 05/13/2022 | Claimant(s): Peter Joers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Securities LLC Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Stephany Adriene Watson Hearing Site: Seattle, WA | ||
| 22-00359 | 05/13/2022 | Claimant(s): Roderick Von Lipsey Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Charlotte S. Wolfe Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC | ||
| 21-02040 | 05/13/2022 | Claimant(s): Diana McDaniel, Marc McDaniel Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Money Concepts Capital Corp Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Robert Stewart Barney, MaryJane Rabier, Gerald Michael Richardson Hearing Site: St. Louis, MO | | Expungement |
| 20-01548 | 05/13/2022 | Claimant(s): The JZ Family Trust U/A DTD 01/30/2013 Claimant Lawyers(s): Kirk G. Smith Respondent(s): Morgan Stanley Respondent Lawyers(s): Ronak V. Patel Arbitrator(s): Lawrence R. Maxwell, Robert L Williamson, Ross B. Russell Hearing Site: Dallas, TX | | Expungement |
| 18-03388 | 05/12/2022 | Claimant(s): Todd Kalish Claimant Lawyers(s): Jason A. Archinaco Respondent(s): Morgan Stanley Respondent Lawyers(s): H. Nicholas Berberian Arbitrator(s): Jeffrey M. Bain, Karl Strohbehn, Marshall Alton Bennett Hearing Site: Cleveland, OH | ||
| 21-02633 | 05/12/2022 | Claimant(s): Jason Edwards Claimant Lawyers(s): Zachary Morse Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): Gayle B. Carlson Hearing Site: Tampa, FL | ||
| 21-00877 | 05/12/2022 | Claimant(s): Emily Thompson Claimant Lawyers(s): Daniel P. Thompson. Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Rebecca E. Swenson Arbitrator(s): Joseph C. Roberts Hearing Site: Seattle, WA | | Expungement |