| 21-02849 | 08/03/2022 | Claimant(s): Jeffrey Maier, Charlotte M. Maier IRA
Claimant Lawyers(s): Charlotte M. Maier, Jeffrey S. Maier
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Herbert Liberman
Hearing Site: Albuquerque, NM
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| 19-03701 | 08/02/2022 | Claimant(s): John Sanders
Claimant Lawyers(s): Thomas C. Allison
Respondent(s): Jamie Bennett, Silber Bennett Financial.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Sandra L. Malek, Aurelio A. Garcia, David Owen Berry
Hearing Site: Los Angeles, CA
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| 20-00272 | 08/02/2022 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Babak Yousefzadeh
Respondent(s): Robert Ford
Respondent Lawyers(s): Robert Kent Ford
Arbitrator(s): Mark T Risner
Hearing Site: Los Angeles, CA
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| 21-02807 | 08/02/2022 | Claimant(s): Angel Canabal
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 22-00987 | 08/02/2022 | Claimant(s): Trevor Fried
Claimant Lawyers(s): Amrit P Singh
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 18-04277 | 08/01/2022 | Claimant(s): Benjamin Marcano
Claimant Lawyers(s): Jarrod J. Malone
Respondent(s): Clifford Stober, Douglas Summer, Martin Halbfinger, William Rose
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s):
Hearing Site: New York, NY
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| 20-03230 | 08/01/2022 | Claimant(s): Ryan Faley
Claimant Lawyers(s): William M. Dailey
Respondent(s): LPL Financial LLC, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Jon Kaplon, Peter Bon Viso
Arbitrator(s): Serge Krimnus
Hearing Site: New York, NY
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| 21-02919 | 08/01/2022 | Claimant(s): William Hunt
Claimant Lawyers(s): Zachary Morse
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
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| 21-02066 | 08/01/2022 | Claimant(s): Abdul Mohammed
Claimant Lawyers(s): Abdul Mohammed
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Ray J. Grzebielski, Steven H. Vogel, Phillip I. Finkelstein
Hearing Site: Chicago, IL
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| 20-04056 | 07/28/2022 | Claimant(s): Eilesia Dixon
Claimant Lawyers(s): Frank Breese
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): John W. Joyce
Arbitrator(s): Stuart K. Furman, Lenderrick Taylor, Deanisha Franchae Hopson
Hearing Site: Jackson, MS
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