| 07-00397 | 08/17/2007 | Claimant(s): Gerry Kessler
Claimant Lawyers(s): Howard W. Hirschhorn
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Robert M. Zimmerman
Arbitrator(s): Mark R. Lee, John N. Reidy, Albert J. Haller
Hearing Site: St. Louis, MO
|  | $0 |
| 05-05363 | 08/16/2007 | Claimant(s): Umesh Tandon
Claimant Lawyers(s): David Marek
Respondent(s): Advest.
Respondent Lawyers(s): Daniel S. Cahill
Arbitrator(s): Neil G. Gargiulo, Richard S. Peskin, John Cleaveland Palmer
Hearing Site: New York, NY
| | |
| 06-04813 | 08/16/2007 | Claimant(s): Alan Chepenik, David Benoit
Claimant Lawyers(s): Terrance A. Bostic
Respondent(s): John Lang
Respondent Lawyers(s): Bruce Oakes
Arbitrator(s): Susan Jefferbaum Beck, Bernard Hornick, Cheryl W. Gitlin
Hearing Site: Orlando, FL
| | Expungement |
| 03-05404 | 08/16/2007 | Claimant(s): Melvin Wong
Claimant Lawyers(s): Melvin Wong
Respondent(s): Wedbush Securities Inc., Richard Au
Respondent Lawyers(s): Gary Holmes
Arbitrator(s): David F. Bello, Walter H. Ikeda, Karen Char
Hearing Site: Honolulu, HI
| | $0 |
| 07-00973 | 08/16/2007 | Claimant(s): Delia Vega
Claimant Lawyers(s): Jeffrey M. Gershon
Respondent(s): Jose Lopez, Oberweis Securities.
Respondent Lawyers(s): Joseph C. Wylie
Arbitrator(s): Thomas S. Wallace
Hearing Site: Chicago, IL
| | $0 |
| 06-02033 | 08/15/2007 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Eduardo Tejada
Respondent Lawyers(s): Eduardo M. Tejada
Arbitrator(s): George A. Sellnau, William R. Jonson, Edmund Herbert Hecht
Hearing Site: Houston, TX
| | |
| 06-02688 | 08/15/2007 | Claimant(s): Stanley Quelle
Claimant Lawyers(s): Tracey S. Bernstein
Respondent(s): Ehrenkrantz King Nussbaum
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Joshua Mark Zucker, Philip Rachmelowitz, Alice Holly Oshins
Hearing Site: New York, NY
| | |
| 07-00273 | 08/15/2007 | Claimant(s): Stanley Legum
Claimant Lawyers(s): Stanley D. Legum
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Christopher M. Galusha
Arbitrator(s): Donald B. Vaden, James Tyler Pugh, Overman Randolph Rollins
Hearing Site: Norfolk, VA
| | |
| 05-02554 | 08/15/2007 | Claimant(s): Frances Heaton
Claimant Lawyers(s): Kirk Reasonover
Respondent(s): Hibernia Investments, L.L.C.
Respondent Lawyers(s): Nancy Scott Degan
Arbitrator(s): Ron C. Christner, Dale A. Kaliszeski, W. Patrick Baker
Hearing Site: New Orleans, LA
| | $7,664 |
| 05-04107 | 08/15/2007 | Claimant(s): R. Smith, Shirley Smith
Claimant Lawyers(s): Lee B. Rowell
Respondent(s): Fred Porter, Edward Jones
Respondent Lawyers(s): John P. Sneed
Arbitrator(s): Leonard E. Benade
Hearing Site: Jackson, MS
| | $0 |
