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FINRA Awards for Thomas S. Wallace

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0097308/16/2007Claimant(s): Delia Vega
Claimant Lawyers(s): Jeffrey M. Gershon
Respondent(s): Jose Lopez, Oberweis Securities.
Respondent Lawyers(s): Joseph C. Wylie
Arbitrator(s): Thomas S. Wallace
Hearing Site: Chicago, IL
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