| 21-02284 | 11/17/2022 | Claimant(s): Jose Camacho
Claimant Lawyers(s): Aaron A. Romney
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Valerie Holder
Arbitrator(s): Julian F. Santos
Hearing Site: Hartford, CT
|  | $0 |
| 22-00672 | 11/16/2022 | Claimant(s): Julian Marturano
Claimant Lawyers(s): Brian Luther
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): John W. Eichleay
Hearing Site: Pittsburgh, PA
| | |
| 22-00764 | 11/16/2022 | Claimant(s): Ralph Giansanti
Claimant Lawyers(s): Richard Slavin
Respondent(s): Harvest Capital LLC
Respondent Lawyers(s): Ralph Giansanti
Arbitrator(s): John J. Mager, Richard Hallett Nichol, Jud Perkins
Hearing Site: Hartford, CT
| | |
| 22-00981 | 11/16/2022 | Claimant(s): Manuel Melendez
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey Medina
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
| | |
| 22-01006 | 11/16/2022 | Claimant(s): Sangeeta Singh
Claimant Lawyers(s): Sangeeta D Singh
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Valerie Holder
Arbitrator(s): Shawn Ridgell
Hearing Site: San Francisco, CA
| | |
| 22-00240 | 11/16/2022 | Claimant(s): Geoffrey Githaiga
Claimant Lawyers(s): Geoffrey Githaiga
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kevin Lewis
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Washington, DC
| | $0 |
| 21-02340 | 11/16/2022 | Claimant(s): Lynne Crowe, William Crowe
Claimant Lawyers(s): Aleaha N. Jones
Respondent(s): Thomas Prieur, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Meagan A. Lamberti, Michelle Arbitrio
Arbitrator(s): Laura A. Kaster, Bruce Ernest Hunter, Melanie Barr-Brooks
Hearing Site: Baltimore, MD
| | $100,625 |
| 20-00670 | 11/15/2022 | Claimant(s): Christopher Burns
Claimant Lawyers(s): John David Singer
Respondent(s): Capital One Securities.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Joshua Mark Zucker, Steven Gary Leventhal, Michael David Blechman
Hearing Site: New York, NY
| | |
| 22-00940 | 11/15/2022 | Claimant(s): Anthony Vito
Claimant Lawyers(s): Brian Luther
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Arne R. Rode
Hearing Site: Chicago, IL
| | |
| 21-02940 | 11/15/2022 | Claimant(s): Yvonne Lyon
Claimant Lawyers(s): Robert Persante
Respondent(s): James Evans, Fidelity Brokerage Services LLC, Ryan Patrick
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Mimi B. Osiason, Geoffrey Paul Nuckolls, Andrea M Johnson
Hearing Site: Tampa, FL
| | Expungement |
