06-03334 | 05/07/2008 | Claimant(s): James Garibaldi Claimant Lawyers(s): George F. Riess Respondent(s): A.G. Edwards & Sons., Scott Foreman Respondent Lawyers(s): Matthew Salamon Arbitrator(s): Cheryl D. Cassreino, C. Ellis Henican, James Kee Irvin Hearing Site: New Orleans, LA
| | $225 |
03-06938 | 05/06/2008 | Claimant(s): Carole Lane Claimant Lawyers(s): Guy E. Mailly Respondent(s): Clinton Maxwell, Ameriprise Financial Services., Louis Windawi Respondent Lawyers(s): Elizabeth Lowery Arbitrator(s): Elizabeth A. Copley, Robert B. Moran, James M. Goldberg Hearing Site: Los Angeles, CA
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07-02850 | 05/06/2008 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward Walton Respondent(s): Jeffrey Bacon Respondent Lawyers(s): Jeffrey R. Bacon Arbitrator(s): Amy Lampert, Sharon L. Monroe, Daniel J. Candura Hearing Site: Boston, MA
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08-00100 | 05/06/2008 | Claimant(s): NBC Securities. Claimant Lawyers(s): John P. Scott Respondent(s): Melanie Purvis, William McAleer, McAleer Asset Management Respondent Lawyers(s): J. Casey Pipes Arbitrator(s): Perry Lee Taylor, Todd Edward Phillips, Laree Payne Kennedy Hearing Site: Birmingham, AL
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07-03189 | 05/06/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Michael Conrad Respondent Lawyers(s): Michael Conrad Arbitrator(s): Dean J. Dietrich Hearing Site: San Francisco, CA
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07-00079 | 05/06/2008 | Claimant(s): David Pepe Claimant Lawyers(s): Jack Chan Respondent(s): Michael Andzel, Morgenthau & Associates. Respondent Lawyers(s): Richard J. Magid Arbitrator(s): Bernard A. Kesselman, Elizabeth Lubetkin, Theodore M. Davis Hearing Site: New York, NY
| | $52,000 |
07-03049 | 05/06/2008 | Claimant(s): Estate of Gordon H. Armbruster Claimant Lawyers(s): Robert Kamman Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): Samuel L. McClaren Hearing Site: Phoenix, AZ
| | $3,487 |
06-03753 | 05/06/2008 | Claimant(s): Richard B., and Lucy A. Barnes Claimant Lawyers(s): Devanshu L. Modi Respondent(s): Summit Equities. Respondent Lawyers(s): Michael Schwartzberg Arbitrator(s): Cynthia H. Plishtin, Alan Shaw, Richard V. Adams Hearing Site: New York, NY
| | $0 |
07-01984 | 05/06/2008 | Claimant(s): Robert Wells Claimant Lawyers(s): Sandor Grossman Respondent(s): Banc One Securties Corp. Respondent Lawyers(s): Andrew I Sutter Arbitrator(s): James Clifton Stone, Hugh C. Durbin, Randall S. Strause Hearing Site: Louisville, KY
| | $0 |
07-00889 | 05/05/2008 | Claimant(s): Edward O'Brien Claimant Lawyers(s): Robert Bertsch Respondent(s): Citigroup Global Markets., Citicorp Investment Services, Citigroup. Respondent Lawyers(s): Jill Rosenberg Arbitrator(s): Michael E. Curan, J. Martin McDonough, Thomas Naylor Hearing Site: New York, NY
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