| 06-01817 | 06/30/2008 | Claimant(s): Akhil Shah, Rajnikant Shah
Claimant Lawyers(s): Michael M. Feinberg
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Curt Roy Hineline
Arbitrator(s): Craig Charles Beles, Charles M. Ackerman, Stephen E. DeForest
Hearing Site: Seattle, WA
|  | $0 |
| 06-02577 | 06/30/2008 | Claimant(s): David Hester
Claimant Lawyers(s): David Hester
Respondent(s): Kenneth Houston, American General Equity Services Corp., PFS Investments., Estate of Kenneth Ray Houston, Sr.
Respondent Lawyers(s): Jeffrey W. Willis, John N. Bolus, Rik S Tozzi
Arbitrator(s): Fred M. Ridolphi, Earle Park Kelley, Todd Edward Phillips
Hearing Site: Birmingham, AL
| | $0 |
| 06-02927 | 06/30/2008 | Claimant(s): Brendan R. Donovan, IRA
Claimant Lawyers(s): Brendan R. Donovan
Respondent(s): Richard Patterson, Lehman Brothers Inc
Respondent Lawyers(s): Christopher P. Litterio
Arbitrator(s): John B. Haggerty, Nickolas F. Monteforte, Gene M. Bauer
Hearing Site: Boston, MA
| | $0 |
| 07-02321 | 06/30/2008 | Claimant(s): Grace A. Neuner IRA, George G. Neuner and Grace A. Neuner
Claimant Lawyers(s): George G. Neuner
Respondent(s): Alex Ceron, Wachovia Securities
Respondent Lawyers(s): Jeremy M. Colvin, Myles H. Malman
Arbitrator(s): James W. Geiger, Ellen J. Abrams, Andrew F. Greitz
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 07-01835 | 06/26/2008 | Claimant(s): Louise Ladd
Claimant Lawyers(s): Michael H. Schaalman
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Herbert S. Bratt, James P. O'Donnell, Suanne F. Goldman
Hearing Site: Milwaukee, WI
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| 07-02016 | 06/26/2008 | Claimant(s): Maria Blatter
Claimant Lawyers(s): Kevin M. Kinne
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Timothy P. Burke
Arbitrator(s): Joseph L. Bernstein, Jonathan H. Parker, Jose Ramon Vazquez
Hearing Site: San Juan, PR
| | $0 |
| 07-02946 | 06/26/2008 | Claimant(s): Richard Haskell, Susan Haskell
Claimant Lawyers(s): Sean Greenwood
Respondent(s): Scottrade.
Respondent Lawyers(s): Thomas L. Azar
Arbitrator(s): Ralph M. Goren, Daniel C. Kriser, Marilee Roberg
Hearing Site: Chicago, IL
| | $0 |
| 07-00401 | 06/24/2008 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Mark Roth
Respondent(s): Antonio Coladonato
Respondent Lawyers(s): Antonio Coladonato
Arbitrator(s): Larry A. Kimmel, Dorothy F. Gray, David N. Brainin
Hearing Site: New York, NY
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| 07-03193 | 06/24/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Sandy Fliderman
Respondent Lawyers(s): Sandy Fliderman
Arbitrator(s): Carol E. Weir
Hearing Site: New York, NY
| | $0 |
| 07-00534 | 06/23/2008 | Claimant(s): Thomas Mccarthy
Claimant Lawyers(s): Cindy D Salvo
Respondent(s): Financial Network Investment Corporation, Karoon Capital Markets.
Respondent Lawyers(s): Paul A. Lieberman, Thomas Vays
Arbitrator(s): Jeffrey Steinberg, Linda T. Pellegrino, Douglas John Baumann
Hearing Site: Newark, NJ
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