06-01817 | 06/30/2008 | Claimant(s): Akhil Shah, Rajnikant Shah Claimant Lawyers(s): Michael M. Feinberg Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Curt Roy Hineline Arbitrator(s): Craig Charles Beles, Charles M. Ackerman, Stephen E. DeForest Hearing Site: Seattle, WA
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06-02577 | 06/30/2008 | Claimant(s): David Hester Claimant Lawyers(s): David Hester Respondent(s): Kenneth Houston, American General Equity Services Corp., PFS Investments., Estate of Kenneth Ray Houston, Sr. Respondent Lawyers(s): Jeffrey W. Willis, John N. Bolus, Rik S Tozzi Arbitrator(s): Fred M. Ridolphi, Earle Park Kelley, Todd Edward Phillips Hearing Site: Birmingham, AL
| | $0 |
06-02927 | 06/30/2008 | Claimant(s): Brendan R. Donovan, IRA Claimant Lawyers(s): Brendan R. Donovan Respondent(s): Richard Patterson, Lehman Brothers Inc Respondent Lawyers(s): Christopher P. Litterio Arbitrator(s): John B. Haggerty, Nickolas F. Monteforte, Gene M. Bauer Hearing Site: Boston, MA
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07-02321 | 06/30/2008 | Claimant(s): Grace A. Neuner IRA, George G. Neuner and Grace A. Neuner Claimant Lawyers(s): George G. Neuner Respondent(s): Alex Ceron, Wachovia Securities Respondent Lawyers(s): Jeremy M. Colvin, Myles H. Malman Arbitrator(s): James W. Geiger, Ellen J. Abrams, Andrew F. Greitz Hearing Site: Ft. Lauderdale, FL
| | $0 |
07-01835 | 06/26/2008 | Claimant(s): Louise Ladd Claimant Lawyers(s): Michael H. Schaalman Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Herbert S. Bratt, James P. O'Donnell, Suanne F. Goldman Hearing Site: Milwaukee, WI
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07-02016 | 06/26/2008 | Claimant(s): Maria Blatter Claimant Lawyers(s): Kevin M. Kinne Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Timothy P. Burke Arbitrator(s): Joseph L. Bernstein, Jonathan H. Parker, Jose Ramon Vazquez Hearing Site: San Juan, PR
| | $0 |
07-02946 | 06/26/2008 | Claimant(s): Richard Haskell, Susan Haskell Claimant Lawyers(s): Sean Greenwood Respondent(s): Scottrade. Respondent Lawyers(s): Thomas L. Azar Arbitrator(s): Ralph M. Goren, Daniel C. Kriser, Marilee Roberg Hearing Site: Chicago, IL
| | $0 |
07-00401 | 06/24/2008 | Claimant(s): National Securities Corporation Claimant Lawyers(s): Mark Roth Respondent(s): Antonio Coladonato Respondent Lawyers(s): Antonio Coladonato Arbitrator(s): Larry A. Kimmel, Dorothy F. Gray, David N. Brainin Hearing Site: New York, NY
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07-03193 | 06/24/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Sandy Fliderman Respondent Lawyers(s): Sandy Fliderman Arbitrator(s): Carol E. Weir Hearing Site: New York, NY
| | $0 |
07-00534 | 06/23/2008 | Claimant(s): Thomas Mccarthy Claimant Lawyers(s): Cindy D Salvo Respondent(s): Financial Network Investment Corporation, Karoon Capital Markets. Respondent Lawyers(s): Paul A. Lieberman, Thomas Vays Arbitrator(s): Jeffrey Steinberg, Linda T. Pellegrino, Douglas John Baumann Hearing Site: Newark, NJ
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