07-01349 | 07/25/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Judy Louie Respondent(s): Paul Hitchcock Respondent Lawyers(s): H. Thomas Fehn Arbitrator(s): Alexander L. Mazour, Paul A. D. Evans, Terri Coster Boesch Hearing Site: San Francisco, CA
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07-02653 | 07/25/2008 | Claimant(s): Robert Frank Claimant Lawyers(s): Frank L. Kollman Respondent(s): Ferris, Baker Watts Inc. Respondent Lawyers(s): Susan M. Guerette Arbitrator(s): Donald R. Giacomelli, Baunita M. Greer, Joan M. Smith Hearing Site: Baltimore, MD
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07-02940 | 07/25/2008 | Claimant(s): Don Chaifetz Claimant Lawyers(s): Don Chaifetz Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Edward G. Toptani Hearing Site: New York, NY
| | $213 |
07-01353 | 07/24/2008 | Claimant(s): Fran Brunwasser Claimant Lawyers(s): Anthony Michael Sabino Respondent(s): Eric Weisblum, Rushmore Capital. Respondent Lawyers(s): Carole R. Bernstein Arbitrator(s): Marguerite B. Filson, Leah R. Marks, Ellen Slipp Hearing Site: New York, NY
| | Expungement |
07-03285 | 07/24/2008 | Claimant(s): Susan Sullivan Claimant Lawyers(s): Jonathan Schaan Respondent(s): Elena Kane, Lowell McCain, WMA Securities. Respondent Lawyers(s): Cameron W. Thomas, William H. McLean Arbitrator(s): Frederick K. Steiner Hearing Site: Las Vegas, NV
| | $6,600 |
08-00205 | 07/24/2008 | Claimant(s): Alan Greenspan Claimant Lawyers(s): Alan Neil Greenspan Respondent(s): Zions Direct. Respondent Lawyers(s): Kevin Klundt Arbitrator(s): Arnold Levine Hearing Site: Boca Raton, FL
| | $2,011 |
07-03376 | 07/23/2008 | Claimant(s): Scott Rosenberg Claimant Lawyers(s): Scott Rosenberg Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Gerry Kowalski Arbitrator(s): Robert F. Sanville Hearing Site: Philadelphia, PA
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08-00147 | 07/23/2008 | Claimant(s): Pointe Capital. Claimant Lawyers(s): Daniel R. Levene Respondent(s): Kurt Muller Respondent Lawyers(s): Kurt Yasin Muller Arbitrator(s): Gilbert F. Bach Hearing Site: New York, NY
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06-04535 | 07/23/2008 | Claimant(s): Randy Bick, Bick Family Trust Claimant Lawyers(s): Richard A. Lewins Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Hugo A. Hilgendorff Arbitrator(s): James H. Frank, Ernest L. Burnside, Ian F. Gow Hearing Site: Los Angeles, CA
| | $0 |
07-02094 | 07/23/2008 | Claimant(s): Mark Fritz Claimant Lawyers(s): Timothy A. Canning Respondent(s): Daniel Schrieber, Granite Financial Group Respondent Lawyers(s): Elizabeth M. Hill Arbitrator(s): Sanford Heiser, Thomas R. Skulina, Harvey Michael Rosenberg Hearing Site: Cleveland, OH
| | $0 |