07-02742 | 11/03/2008 | Claimant(s): A.G. Edwards & Sons. Claimant Lawyers(s): Alicia Etre Respondent(s): Gene Harshman, Karen Loeschen, Krista Savage, Merrill Lynch Pierce Fenner & Smith Inc., Richard Marcolla, Robert Barry, Thomas Cutrone, William Easterling Respondent Lawyers(s): Curtis C. Calloway, Todd J. Kaiser Arbitrator(s): John N. Reidy, Frederick Michael Switzer, John Bruce Witwer Hearing Site: St. Louis, MO
| | $265,500 |
07-01435 | 10/31/2008 | Claimant(s): John Buglisi Claimant Lawyers(s): Raji Kocchar Respondent(s): Lewis Franklin Respondent Lawyers(s): Lewis Joseph Franklin Arbitrator(s): Judith C. Greene Hearing Site: New York, NY
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07-03357 | 10/31/2008 | Claimant(s): Gerald Tagge, Gregory Rutherford, Scott Norvell Claimant Lawyers(s): David A. Domina Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): John T. Gerhart Arbitrator(s): Bruce C. Young, Donald H. Loudon, Mark F. Marshall Hearing Site: Omaha, NE
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08-00112 | 10/31/2008 | Claimant(s): Brandon Henry Claimant Lawyers(s): Mark J. Appleton Respondent(s): Cascade Financial Management. Respondent Lawyers(s): Vance O. Knapp Arbitrator(s): Judith Ferris Witthohn, Charles A. Newton, Samuel Clinton O'Daniel Hearing Site: Denver, CO
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08-01376 | 10/31/2008 | Claimant(s): Gwen Snorteland Claimant Lawyers(s): Howard I. Elman Respondent(s): Mizuho Securities USA Inc. Respondent Lawyers(s): Ronald E. Richman Arbitrator(s): Arnold L. Goren, Peter P. Skomorowsky, Arthur H. Sobel Hearing Site: New York, NY
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07-02804 | 10/31/2008 | Claimant(s): Charles Horberg, Sandra Horberg, Charles Horberg Jewelers. Pension Claimant Lawyers(s): Eric E. Kalnins Respondent(s): Sheldon Eisenberg, David A. Noyes & Company Respondent Lawyers(s): Howard J. Stein Arbitrator(s): Carmen P. Michelotti, Philip J. Glick, David M. Zimberoff Hearing Site: Chicago, IL
| | $174,731 |
07-02969 | 10/31/2008 | Claimant(s): Salovich Family Trust Claimant Lawyers(s): George V. Salovich Respondent(s): Derek Uehara, Johanna Martin, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): Edwin C. Shiver Hearing Site: Las Vegas, NV
| | $0 |
08-01583 | 10/31/2008 | Claimant(s): Vincent Berarducci Claimant Lawyers(s): Vincent J. Berarducci Respondent(s): Optionshouse. Respondent Lawyers(s): Lesley Smith Arbitrator(s): Joseph L. Bernstein Hearing Site: Ft. Lauderdale, FL
| | $0 |
07-01322 | 10/30/2008 | Claimant(s): Jack Moreland Claimant Lawyers(s): Jeffrey S. Kruske Respondent(s): Perkins, Smart and Boyd. Respondent Lawyers(s): Edward A. McConwell Arbitrator(s): Melford V. McCormick, Donald B. Clark, James R. Shetlar Hearing Site: Kansas City, MO
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07-02792 | 10/30/2008 | Claimant(s): First Allied Securities. Claimant Lawyers(s): Marion J. Vomhof Respondent(s): Stephen Brown Respondent Lawyers(s): Robert S. Banks Arbitrator(s): Gregory L. Abbott, Grant E. Griffith, Michael G. Hanlon Hearing Site: Portland, OR
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