08-01853 | 12/31/2008 | Claimant(s): Morton & Edith Kimmel Rev. Living Trust Claimant Lawyers(s): Morton Kimmel Respondent(s): Kenneth Saunders, Investors Capital Corp. Respondent Lawyers(s): James A. McGovern Arbitrator(s): Donald J. Spero Hearing Site: Boca Raton, FL
| | $213 |
07-03603 | 12/30/2008 | Claimant(s): James Apostle Claimant Lawyers(s): Mark J. Astarita Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): John J. Lynch, Louis H. Miron, Edward W. Morris Hearing Site: Newark, NJ
| | |
08-00442 | 12/30/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Daine C. Fischer Respondent(s): Hal Klinger Respondent Lawyers(s): Thomas C. DeVoto Arbitrator(s): William Stark Port Hearing Site: St. Louis, MO
| | |
08-00747 | 12/30/2008 | Claimant(s): Kevin McNamara Claimant Lawyers(s): Kevin T McNamara Respondent(s): Alan Jacobs, Michael Jacobs Respondent Lawyers(s): Alan Lawrence Jacobs, Michael Scott Jacobs Arbitrator(s): Paul K. Barenholtz Hearing Site: New York, NY
| | |
08-01406 | 12/30/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin A. Rowin Respondent(s): Steven Martini Respondent Lawyers(s): Steven Martini Arbitrator(s): Jeffrey Steinberg Hearing Site: Newark, NJ
| | |
07-03163 | 12/30/2008 | Claimant(s): Robert Bonds and Gilda Bonds Claimant Lawyers(s): Dan K. Worthington Respondent(s): Ameriprise Advisor Services., Robert Bullock Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): W. Merrill Glasgow, Timothy L. Andrews, William A. Allen Hearing Site: Houston, TX
| | Expungement |
08-00060 | 12/30/2008 | Claimant(s): Jack Ommert Claimant Lawyers(s): James P. Graven Respondent(s): Eric Jansson, James Bottoms, Raymond James Financial Services., JFB Planning Services. Respondent Lawyers(s): Erin Linehan, Gary A. Barnes, James F. Bottoms Arbitrator(s): Robert A. Vogler, Benjamin A. Kerner, Mayra Adela Rodriguez Hearing Site: Detroit, MI
| | $0 |
06-05086 | 12/29/2008 | Claimant(s): Elizabeth Luster, Elizabeth S. Luster Trust Claimant Lawyers(s): Daniel B. Spitzer Respondent(s): Albert Gersh, Morgan Stanley DW Inc. Respondent Lawyers(s): Eric Wallis, Wendy R. Robinson Arbitrator(s): James H. Frank, Grace L. Heyne, Ted Paul Comfort Hearing Site: Los Angeles, CA
| | $41,776 |
07-02624 | 12/26/2008 | Claimant(s): Timothy North, 1st Security Assurance., Amerifirst National Financial LLC Claimant Lawyers(s): Michael Lamont Respondent(s): David Dube, John Pennachio, Peak Securities Corporation Respondent Lawyers(s): Elizabeth Lowery, Michael Lamont Arbitrator(s): Brendan M. Murphy, Samuel J. Henderson, Dennis R. Sullivan Hearing Site: Clearwater, FL
| | |
07-03559 | 12/26/2008 | Claimant(s): Peak Securities Corporation Claimant Lawyers(s): Amber D. Cushing Respondent(s): Timothy North Respondent Lawyers(s): Burton W. Wiand Arbitrator(s): Andrew G. Fellios, Norman L. Reiter, Daniel B. Daugherty Hearing Site: Clearwater, FL
| | |