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FINRA Awards for Donald J. Spero

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0144903/24/2009Claimant(s): The Haig G. Bogossian Trust
Claimant Lawyers(s): Haig G. Bogossian
Respondent(s): Morgan Stanley & Co., Mace Tamse
Respondent Lawyers(s): Daniel Derechin
Arbitrator(s): Stan West, Donald J. Spero, Allen J. Lefton
Hearing Site: Boca Raton, FL
Checkmark Icon$750
08-0185312/31/2008Claimant(s): Morton & Edith Kimmel Rev. Living Trust
Claimant Lawyers(s): Morton Kimmel
Respondent(s): Kenneth Saunders, Investors Capital Corp.
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Donald J. Spero
Hearing Site: Boca Raton, FL
Checkmark Icon$213

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