| 09-02462 | 03/25/2010 | Claimant(s): Luis Davidsohn, Roberto Davidsohn, Susana Lea Davidsohn
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Jorge Kalb, Moises Nudel, Paul Weiss, Atlas One Financial Group
Respondent Lawyers(s): Holly R. Skolnick
Arbitrator(s): Linda M. Granata, David Stein, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
|  | $0 |
| 06-02954 | 03/24/2010 | Claimant(s): Cantor Fitzgerald Securities
Claimant Lawyers(s): Francis X. Riley
Respondent(s): Refco Securities
Respondent Lawyers(s): Arthur H. Ruegger
Arbitrator(s): Thomas E. Duggan, Daniel B. Berkson, Lois M. Goldstein
Hearing Site: New York, NY
| | |
| 08-04211 | 03/24/2010 | Claimant(s): Claudia Srour
Claimant Lawyers(s): James C. Jones
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kenneth I. Schacter
Arbitrator(s): Joel P. Mellis, Michael S. Lazan, Howard L. Haykin
Hearing Site: New York, NY
| | |
| 09-01656 | 03/24/2010 | Claimant(s): Susquehanna Securities
Claimant Lawyers(s): M. Norman Goldberger
Respondent(s): Citadel Derivatives Group LLC
Respondent Lawyers(s): Andrew N. Vollmer
Arbitrator(s): Allen B. Lang, Andrew W. Davitt, Court O. Anderson
Hearing Site: Philadelphia, PA
| | |
| 09-02480 | 03/24/2010 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Bradley Sustrin
Respondent Lawyers(s): Bradley A. Sustrin
Arbitrator(s): Raymond W. Snow
Hearing Site: Boca Raton, FL
| | |
| 09-05199 | 03/24/2010 | Claimant(s): Rohinton Bulsara
Claimant Lawyers(s): Rohinton B. Bulsara
Respondent(s): First Asian Securities Corporation
Respondent Lawyers(s): Venketachalam Parameswaran
Arbitrator(s): Mary Ellen Burns
Hearing Site: New York, NY
| | |
| 08-02330 | 03/24/2010 | Claimant(s): Douglas Laychak, FloraAnn Milann, Helena Loewen, Jill Sendor-Laychak, Jonathan Sendor, Virginia Sendor, William Kitching
Claimant Lawyers(s): William R. Fishman
Respondent(s): Barry Amsler, Hornor, Townsend & Kent., Penn Mutual Life Insurance Company
Respondent Lawyers(s): Barry L. Amsler, George D. Fagan
Arbitrator(s): Edward F. Altman, Michael J. Norton, Avery B. Goodman
Hearing Site: Denver, CO
| | $641,700 |
| 09-00612 | 03/24/2010 | Claimant(s): Lana Byer
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Metlife Securities Inc.
Respondent Lawyers(s): David H. LaRocca
Arbitrator(s): Paul H. McKenna, Richard W. Dissen, Thomas R. Skulina
Hearing Site: Pittsburgh, PA
| | $250,000 |
| 09-01421 | 03/24/2010 | Claimant(s): Irving Scharff
Claimant Lawyers(s): Irving Scharff
Respondent(s): Wachovia Securities, Edward Mercier, A.G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Peter P. Skomorowsky
Hearing Site: New York, NY
| | $0 |
| 08-04191 | 03/23/2010 | Claimant(s): David Pichler
Claimant Lawyers(s): Leonard B. Pack
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Katrina L. Baker
Arbitrator(s): Diane Getzler, Catherine Ladnier, Alejandro Miguel Garro
Hearing Site: New York, NY
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