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FINRA Awards for Citadel Derivatives Group LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0165603/24/2010Claimant(s): Susquehanna Securities
Claimant Lawyers(s): M. Norman Goldberger
Respondent(s): Citadel Derivatives Group LLC
Respondent Lawyers(s): Andrew N. Vollmer
Arbitrator(s): Allen B. Lang, Andrew W. Davitt, Court O. Anderson
Hearing Site: Philadelphia, PA
07-0330508/08/2008Claimant(s): Gary Stibel
Claimant Lawyers(s): Patrick R. Smith
Respondent(s): Citadel Derivatives Group LLC
Respondent Lawyers(s): Michael S. Weisman
Arbitrator(s): Ernest Fanwick
Hearing Site: Hartford, CT
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