Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-05925 | 01/20/2011 | Claimant(s): Thomas Matchner Claimant Lawyers(s): Mary K. Wyman Respondent(s): Mark Sibert, M-Cubed Consulting Respondent Lawyers(s): Mark Sibert Arbitrator(s): Harvey C. Flodin Hearing Site: San Diego, CA |  | Stipulated Award |
| 10-00640 | 01/20/2011 | Claimant(s): Lawrence Ngou Claimant Lawyers(s): Peter Brown Dolan Respondent(s): Lawrence Labine, Dewaay Financial Network, Llc Respondent Lawyers(s): Alan S. Baskin, Sam Y. Edgerton Arbitrator(s): Vaughn Thomas Hale, Thomas A. Culbertson, W. Alex King Hearing Site: Los Angeles, CA | | $100,000 |
| 09-01833 | 01/20/2011 | Claimant(s): Susan Green, William Green Claimant Lawyers(s): Jason A. Archinaco Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Mary Beth Hogan Arbitrator(s): Ron Pekoe, Peter F. Crowell, Thomas Joseph Atkinson Hearing Site: Orlando, FL | | $600 |
| 10-02327 | 01/20/2011 | Claimant(s): Richard Cain Claimant Lawyers(s): Richard Y. Cain Respondent(s): Wachovia Securities, Paul Ross Respondent Lawyers(s): Judy Louie Arbitrator(s): Langfred W. White Hearing Site: Jacksonville, FL | | $0 |
| 10-03356 | 01/20/2011 | Claimant(s): Anna Quindlen, Gerald Krovatin Claimant Lawyers(s): Gerald Krovatin Respondent(s): TD Ameritrade Clearing. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): David S. Paul Hearing Site: New York, NY | | $163 |
| 09-06381 | 01/19/2011 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Cari A. Lewis Respondent(s): Michael Chmielewski Respondent Lawyers(s): Michael D. Chmielewski Arbitrator(s): C. Sidney Lester Hearing Site: Philadelphia, PA | ||
| 10-02015 | 01/19/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): James Van Dyke Respondent(s): Peter Seibert Respondent Lawyers(s): Steven Rosenberg Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA | ||
| 10-03010 | 01/19/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jim Van Dyke Respondent(s): Michael Gant Respondent Lawyers(s): Michael Wayne Gant Arbitrator(s): Terry F. Peppard Hearing Site: Indianapolis, IN | ||
| 10-03576 | 01/19/2011 | Claimant(s): NewBridge Securities Corp. Claimant Lawyers(s): Michael S. Colombo Respondent(s): Russell Dolly Respondent Lawyers(s): Russell Dolly Arbitrator(s): Bonnie A. Pearce Hearing Site: Ft. Lauderdale, FL | ||
| 10-03784 | 01/19/2011 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Eleonora Grinshteyn Respondent(s): Michael Mildon Respondent Lawyers(s): Michael Joseph Mildon Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA |