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FINRA Awards for Richard Y. Cain

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0232701/20/2011Claimant(s): Richard Cain
Claimant Lawyers(s): Richard Y. Cain
Respondent(s): Wachovia Securities, Paul Ross
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Langfred W. White
Hearing Site: Jacksonville, FL
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