23-00509 | 10/13/2023 | Claimant(s): Jane Scarbrough Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): John J. Fitzpatrick Hearing Site: San Francisco, CA
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23-01071 | 10/13/2023 | Claimant(s): Dave Krueckel Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
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23-00742 | 10/13/2023 | Claimant(s): Thomas Lomascolo Claimant Lawyers(s): Thomas Lomascolo Respondent(s): Robinhood Financial. Respondent Lawyers(s): Richard J. Davis Arbitrator(s): Victoria Liccione Hearing Site: Charlotte, NC
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23-00067 | 10/13/2023 | Claimant(s): Paul Schaefer Claimant Lawyers(s): Paul N. Schaefer Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Christopher J. Klein Hearing Site: Orlando, FL
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23-00119 | 10/13/2023 | Claimant(s): Travis Dauchy Claimant Lawyers(s): William Bean Respondent(s): Equitable Advisors, USAA Financial Advisors. Respondent Lawyers(s): Michael J. Biondi, Theodore C. Schultz Arbitrator(s): Paul Allan Massaro, Veronica Ann Williams, Alan Steven Mittleman Hearing Site: Jersey City, NJ
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23-02218 | 10/13/2023 | Claimant(s): Jeffrey Klotz Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Lynne M. Reid-McQueen Hearing Site: New York, NY
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22-01881 | 10/13/2023 | Claimant(s): David Test Claimant Lawyers(s): David Brian Test Respondent(s): Charles Cruse Respondent Lawyers(s): Jason E. Winford Arbitrator(s): Richard Frederick Schaufert, Michael Wayne Johnston, Melissa Nycole Hearon Hearing Site: Dallas, TX
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23-00339 | 10/13/2023 | Claimant(s): Chirag Chauhan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Harvey R. Linder Hearing Site: Memphis, TN
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22-02900 | 10/12/2023 | Claimant(s): Richard Ehrlich Claimant Lawyers(s): Harris Freedman Respondent(s): Park Avenue Securities LLC, Securian Financial Services. Respondent Lawyers(s): Kathryn Roe Eldridge, Lisa Stopfer Arbitrator(s): Martin A. Feigenbaum Hearing Site: Boca Raton, FL
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22-02937 | 10/12/2023 | Claimant(s): Fernando Gonzalez Claimant Lawyers(s): Russell Del Toro Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Steven N. Ainbinder Hearing Site: San Juan, PR
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