| 13-01527 | 10/28/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Richard Flecca
Respondent Lawyers(s): Richard Warren Flecca
Arbitrator(s): Daniel P. Lund
Hearing Site: Orlando, FL
| | |
| 13-01284 | 10/15/2013 | Claimant(s): William Foege & Sharonkay Masters JTWROS
Claimant Lawyers(s): William B. Young
Respondent(s): Allen & Company of Florida.
Respondent Lawyers(s): Colleen M. Fitzgerald
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL
|  | Expungement |
| 12-03888 | 10/08/2013 | Claimant(s): Nancy Peters
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrimac Corporate Securities.
Respondent Lawyers(s): Richard M. Nummi
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL
| | $0 |
| 12-02744 | 09/17/2013 | Claimant(s): Thomas McLaughlin
Claimant Lawyers(s): Kevin M. McLaughlin
Respondent(s): Morgan Stanley, Matthew Van Someren, Susan Kahn
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Benjamin L. Abramowitz, Raymond E. Cornelius, David Edwin Link
Hearing Site: Orlando, FL
| | Expungement |
| 10-04929 | 09/16/2013 | Claimant(s): Nasirdin Madhany, Zeenat Madhany, Nasirdin H. Madhany Revocable Trust, Zeenat Madhany Revocable Trust
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Robert J. Walter, Floyd Edward Roberts, Theodore Haynes
Hearing Site: Orlando, FL
| | $3,185,300 |
| 11-03723 | 08/27/2013 | Claimant(s): Katharine Hazen, Kirk Hazen
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Bruce Guarino, Rockwell Global Capital LLC
Respondent Lawyers(s): Martin H. Kaplan
Arbitrator(s): Patricia Gunn
Hearing Site: Orlando, FL
| | Expungement |
| 13-00185 | 07/26/2013 | Claimant(s): Nancy Bold
Claimant Lawyers(s): William B. Young
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | Expungement |
| 12-04072 | 07/19/2013 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney R. Reid
Respondent(s): Paul Piscitelli
Respondent Lawyers(s): Paul Joseph Piscitelli
Arbitrator(s): Noel K. Evans
Hearing Site: Orlando, FL
| | |
| 13-00825 | 07/19/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Michael Clegg
Respondent Lawyers(s): Michael G. Clegg
Arbitrator(s): David P. Slater
Hearing Site: Orlando, FL
| | |
| 12-04069 | 07/18/2013 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney Rogers Reid
Respondent(s): Nicholas Russell
Respondent Lawyers(s): Nicholas James Russell
Arbitrator(s): Noel K. Evans
Hearing Site: Orlando, FL
| | |
