| 19-01519 | 04/13/2020 | Claimant(s): James Vernon-Hunt
Claimant Lawyers(s): James David Vernon-Hunt
Respondent(s): Carlos Guzman
Respondent Lawyers(s): Carlos Guzman
Arbitrator(s): Michael J McAllister, Martin A. Edelstein, Jonathan Blank
Hearing Site: New York, NY
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| 19-00406 | 04/09/2020 | Claimant(s): Jason Zullin
Claimant Lawyers(s): Martin Murray
Respondent(s): GFI Group., GFI Securities
Respondent Lawyers(s): Emily L. Milligan
Arbitrator(s): William E. Nuckel, Antony Alexander Hilton, Andrew Daniel Levine
Hearing Site: New York, NY
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| 19-02961 | 04/09/2020 | Claimant(s): Chuck Roberts
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 19-03112 | 04/09/2020 | Claimant(s): Bryan Hwang
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
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| 19-02000 | 04/08/2020 | Claimant(s): Insight Securities.
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): David G. Januszewski
Arbitrator(s): Leonard M. Bakal, Alice Holly Oshins, Raquel Kraus
Hearing Site: New York, NY
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| 19-02739 | 04/08/2020 | Claimant(s): Paula Steinberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
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| 17-01930 | 04/07/2020 | Claimant(s): Michael Campbell, Dominick & Dickerman LLC
Claimant Lawyers(s): Edward James Little
Respondent(s): Gary Wunderlich, Wunderlich Securities.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Jill I. Gross, Joel B. Finard, A. Rene Hollyer
Hearing Site: New York, NY
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| 20-00295 | 04/07/2020 | Claimant(s): Cesar Chicayban
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Amanda B. Protess
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 19-02995 | 04/03/2020 | Claimant(s): Baruch Azulay
Claimant Lawyers(s): David E. Robbins
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
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| 19-02597 | 04/02/2020 | Claimant(s): Ryan Ackerhalt
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
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