| 20-01148 | 08/26/2020 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Eric Roark
Respondent Lawyers(s): Eric T. Roark
Arbitrator(s): Eva H. Posman
Hearing Site: New York, NY
| | |
| 20-00570 | 08/25/2020 | Claimant(s): Eugene Long
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Cadaret, Grant & Co..
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
| | |
| 20-00745 | 08/25/2020 | Claimant(s): Petar Arizanov
Claimant Lawyers(s): Robert Jay Moses
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
| | |
| 19-03030 | 08/24/2020 | Claimant(s): Laurence Stanger
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Eric Goldman
Hearing Site: New York, NY
| | |
| 19-03108 | 08/24/2020 | Claimant(s): Alan Zee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
| | |
| 20-00706 | 08/21/2020 | Claimant(s): Ryan Gold
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Eric W. Moran
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
| | |
| 19-00003 | 08/18/2020 | Claimant(s): Kerry Raheb
Claimant Lawyers(s): Kerry Patrick Raheb
Respondent(s): Tasin & Company., EKN Financial Services Inc., A. R. Baron & Co.., Empire Financial Group., Laidlaw & Company (UK) Ltd., Prestige Financial Center., Spartan Capital Securities
Respondent Lawyers(s): Charles Smulevitz, Diane Alexander, Larry Kirshbaum, Matthew N. Fiorovanti, Salvatore Sapienza, Thomas Michael Giugliano, Tim Moyer
Arbitrator(s): Noel B. Berman
Hearing Site: New York, NY
| | |
| 19-02883 | 08/14/2020 | Claimant(s): Thomas Grimm
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Allied Millennial Partners
Respondent Lawyers(s): John Parmigiani
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | |
| 20-00573 | 08/11/2020 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Jessica Klein
Respondent(s): Gavriel Kandkhorov
Respondent Lawyers(s): Jay L. Hack
Arbitrator(s): Mitchell Regenbogen
Hearing Site: New York, NY
| | |
| 20-00011 | 08/07/2020 | Claimant(s): James Lombardo
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
| | |
