Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00904 | 11/11/2020 | Claimant(s): William Sheehan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Omni Brokerage. Respondent Lawyers(s): Kevin Bradburn Arbitrator(s): Lynne M. Reid-McQueen Hearing Site: New York, NY | ||
| 20-01068 | 11/11/2020 | Claimant(s): Joseph Varvara Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg Breitbart Arbitrator(s): Donna Christina Chin Hearing Site: New York, NY | ||
| 19-03752 | 11/09/2020 | Claimant(s): Donald Robbins Claimant Lawyers(s): David M. Rosenfield Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Thomas E. Duggan, Sandra J. Mullings, Cheryl H. Agris Hearing Site: New York, NY |  | Expungement |
| 20-00830 | 11/06/2020 | Claimant(s): MANUEL ROSE Claimant Lawyers(s): Tosh Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY | ||
| 20-00375 | 11/05/2020 | Claimant(s): Lindsey Burik Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): Corey D. Winer Arbitrator(s): William G. Binckes Hearing Site: New York, NY | ||
| 19-03029 | 10/28/2020 | Claimant(s): Nicholas Tsikitas Claimant Lawyers(s): Irwin Weltz Respondent(s): J.D. Nicholas & Associates., Trident Partners Ltd. Respondent Lawyers(s): James Dolan, Nicholas Scavone Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 20-00239 | 10/28/2020 | Claimant(s): Robert Slovinsky Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY | ||
| 20-00503 | 10/27/2020 | Claimant(s): James Ahern Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): Laidlaw & Company (UK) Ltd. Respondent Lawyers(s): Alex Shtaynberger Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 20-00537 | 10/21/2020 | Claimant(s): Anthony Greier Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 20-01359 | 10/21/2020 | Claimant(s): Rocco Guidicipietro Claimant Lawyers(s): Scott Holcomb Respondent(s): J.P. Turner & Company, L.L.C. Respondent Lawyers(s): David Feldstein Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY |