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FINRA Awards for New York, NY

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Displaying 41-50 out of 3,546 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0251008/23/2024Claimant(s): Jason Russo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Alex Shtaynberger
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
23-0217208/19/2024Claimant(s): Neil Engel
Claimant Lawyers(s): Lars Soreide
Respondent(s): Citigroup Global Markets., Thomas Tibaldi
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Mary Julia O'Connell
Hearing Site: New York, NY
Checkmark IconExpungement
23-0251308/16/2024Claimant(s): Jason Russo
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Charles Smulevitz
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
22-0080908/16/2024Claimant(s): Ariel Tavor
Claimant Lawyers(s): Ariel Tavor
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
24-0049608/14/2024Claimant(s): Hiive Markets Limited
Claimant Lawyers(s): Marc M. Yenicag
Respondent(s): Nextgentech Investments LLC
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
Checkmark Icon$95,500
23-0293308/13/2024Claimant(s): Peter Mamais
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Richard W. Cutler, Amy Banet, Diana Lucerene Armstrong-Walker
Hearing Site: New York, NY
23-0273108/09/2024Claimant(s): Morris Murciano
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): MBSC Securities Corporation
Respondent Lawyers(s): James H. Forte
Arbitrator(s): Lynne M. Reid-McQueen
Hearing Site: New York, NY
23-0282108/02/2024Claimant(s): Joseph Liana
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
23-0291807/24/2024Claimant(s): Ahmed Gheith
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Paulson Investment Company
Respondent Lawyers(s): Amal S. Amin
Arbitrator(s): Julian F. Santos, Robert Francis Geary, Peter Whittingham
Hearing Site: New York, NY
21-0100207/24/2024Claimant(s): The Estate of Joyce Fabian
Claimant Lawyers(s): Sam A. Silverstein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ellen Sessions
Arbitrator(s): Jill Pilgrim, Kimberly C. Lawrence, Thomas M. Madden
Hearing Site: New York, NY
Checkmark Icon$777,370

3,546 Results

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