| 21-02947 | 12/05/2022 | Claimant(s): Joseph Scotto
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Weiner
Arbitrator(s): Harvey Barrison, Jeffrey P. Bachmann, John Warner Lowe
Hearing Site: New York, NY
| | |
| 22-00818 | 11/21/2022 | Claimant(s): Christopher Bice
Claimant Lawyers(s): Garry T. Stevens
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Judith E. Gross, Linda J. Baer, Denise C. Sagua
Hearing Site: New York, NY
| | |
| 21-02356 | 11/18/2022 | Claimant(s): David Chaplin, Dustin Mccurdy, Gary Carlisle, Joseph Acquarulo, Mark Siegel, Marvin Rietema, Michael Backus, Richard Curry, Stanley Fleischer, Stuart Vander Laan
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Worden Capital Management LLC, Jamie Worden
Respondent Lawyers(s): Jamie John Worden
Arbitrator(s): Bryan Lane Berson, Charles Platto, Kene Erike
Hearing Site: New York, NY
|  | $895,364 |
| 20-00670 | 11/15/2022 | Claimant(s): Christopher Burns
Claimant Lawyers(s): John David Singer
Respondent(s): Capital One Securities.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Joshua Mark Zucker, Steven Gary Leventhal, Michael David Blechman
Hearing Site: New York, NY
| | |
| 22-01193 | 11/15/2022 | Claimant(s): Dilek Uzun
Claimant Lawyers(s): Dilek Uzun
Respondent(s): Harry Zwick, JPMSI
Respondent Lawyers(s): Heidi E. VonderHeide, Robert L. Herskovits
Arbitrator(s): Nancy Kramer
Hearing Site: New York, NY
| | $0 |
| 19-02173 | 11/14/2022 | Claimant(s): Daniel Wallace
Claimant Lawyers(s): Alan Rosca
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Michael M. Rosensaft
Arbitrator(s): Mary Julia O'Connell, David John Reilly, Eric Goldman
Hearing Site: New York, NY
| | $0 |
| 21-00186 | 11/11/2022 | Claimant(s): Gabriel Antuna
Claimant Lawyers(s): Gabriel Fischbarg
Respondent(s): Andrew Garrett.
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Richard W. Vallario, Elizabeth Gilbert, Joan Ellen Hoffman
Hearing Site: New York, NY
| | |
| 22-01364 | 11/11/2022 | Claimant(s): Frank Metzke
Claimant Lawyers(s): Thomas J. Cahill
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Morton S. Bunis
Hearing Site: New York, NY
| | |
| 21-02981 | 11/10/2022 | Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): George F. Meierhofer
Respondent(s): Kevin Doyle
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Rory M. McLaughlin
Hearing Site: New York, NY
| | |
| 21-02638 | 11/08/2022 | Claimant(s): Jeffrey Filone
Claimant Lawyers(s): David Gehn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Antoinette E. La Belle, Clive I. Morrick, Pierre F. de Ravel d'Esclapon
Hearing Site: New York, NY
| | |
