| 07-02661 | 03/27/2008 | Claimant(s): Avalon Partners.
Claimant Lawyers(s): Richard J. Babnick
Respondent(s): Tyre Newsome
Respondent Lawyers(s): Tyre Fred Newsome
Arbitrator(s): Paul A. Merolla
Hearing Site: New York, NY
| | |
| 06-04197 | 03/26/2008 | Claimant(s): Elizabeth Schaper, POA for Armin and E
Claimant Lawyers(s): Jeffrey I. Carton
Respondent(s): Citigroup Global Markets., James Ducey, Patricia McGinley
Respondent Lawyers(s): Douglas B. Appel, Edward Turan
Arbitrator(s):
Hearing Site: New York, NY
|  | $11,630 |
| 06-04256 | 03/26/2008 | Claimant(s): Elizabeth Schaper, Exec for Armin & Ethe
Claimant Lawyers(s): Jeffrey I Carton
Respondent(s): Citigroup Global Markets., James Ducey, Patricia McGinley, Renuka Nayar
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Andrew H. Freund, Francis Carling, Howard A. Baker
Hearing Site: New York, NY
| | $11,630 |
| 07-01269 | 03/20/2008 | Claimant(s): Daniel Morris
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Jeff Margolis, Aurora Capital LLC
Respondent Lawyers(s): G. Robert Abrams, Jeff Eliot Margolis
Arbitrator(s): Richard L. Herzfeld, Evdokia Sofos, Jonathan P. Russell
Hearing Site: New York, NY
| | |
| 04-05610 | 03/19/2008 | Claimant(s): Burlington Capital Markets.
Claimant Lawyers(s): Richard A. Roth
Respondent(s): Paul Basile, GFI Securities
Respondent Lawyers(s): Lauri F. Rasnick
Arbitrator(s): Thomas Caiaffa, Selma Moy, Sharon A. McCloskey
Hearing Site: New York, NY
| | |
| 07-00300 | 03/18/2008 | Claimant(s): Benjamin Thomas
Claimant Lawyers(s): Alexis Pollock
Respondent(s): Vinton Rollins, Shattuck Hammond Partners
Respondent Lawyers(s): William J. McSherry
Arbitrator(s): Arthur P. Fisch, Joseph J. Arata, Susan C. Lushing
Hearing Site: New York, NY
| | |
| 06-01289 | 03/18/2008 | Claimant(s): Angelo & Benedetta Pisani
Claimant Lawyers(s): Lisa A. Catalano
Respondent(s): Ari Elfenbein, Steven Bernstein, Capital Growth Financial
Respondent Lawyers(s): Adam H. Smith, Michael S. Jacobs, Steven Stang Bernstein
Arbitrator(s): Barbara J. Glenns, Ilene Barbara Zatkin-Butler, Randall K. Berger
Hearing Site: New York, NY
| | $40,500 |
| 06-03481 | 03/18/2008 | Claimant(s): Mark Urich
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Richard Lewin, Robert Lewin
Respondent Lawyers(s): James M. Moriarty
Arbitrator(s): Douglas John Baumann, Roland E. Wyatt, Louis P. Wagman
Hearing Site: New York, NY
| | $0 |
| 06-03827 | 03/18/2008 | Claimant(s): Robert V. Troy, Estate of Eleanor Daly
Claimant Lawyers(s): Robert V. Troy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Patrick Taylor
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Scott Pierce, Daniel P. Lund, William H. Morley
Hearing Site: New York, NY
| | $0 |
| 07-01242 | 03/13/2008 | Claimant(s): Sheree Swanncak
Claimant Lawyers(s): Vincent J. Imbesi
Respondent(s): TFS Securities.
Respondent Lawyers(s): Russell S. Burnside
Arbitrator(s): Cynthia H. Plishtin
Hearing Site: New York, NY
| | $0 |
