| 07-01421 | 02/11/2009 | Claimant(s): Paulina Malo, Roberto Redondo
Claimant Lawyers(s): Steven R. Pounian
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Theodor Brown, Fred Shinagel, Peter M. Pfau
Hearing Site: New York, NY
| | |
| 08-02434 | 02/10/2009 | Claimant(s): Boris Shteyngart
Claimant Lawyers(s): Michael Utilla
Respondent(s): Anthony Salino, Leonard Demers, Mercer Capital Ltd.
Respondent Lawyers(s): Stephen B. Wexler
Arbitrator(s): Susan C. Lushing
Hearing Site: New York, NY
| | |
| 08-00218 | 02/10/2009 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Steven G. Leventhal
Respondent(s): Saul Kaminsky
Respondent Lawyers(s): Saul Kaminsky
Arbitrator(s): Lowell D. Johnston
Hearing Site: New York, NY
|  | $0 |
| 08-02467 | 02/06/2009 | Claimant(s): Raymond Haworth
Claimant Lawyers(s): Raymond P Haworth
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Bernard Williams
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
| | $300 |
| 08-00085 | 02/05/2009 | Claimant(s): Stephen Grayer
Claimant Lawyers(s): Stephen B. Grayer
Respondent(s): Robert Malin, Steven Malin, A.B. Watley Direct., A.B. Watley., Integrated Clearing Solutions.
Respondent Lawyers(s): Janice M. Johnson
Arbitrator(s): Joseph J. Arata, Leona Beane
Hearing Site: New York, NY
| | |
| 07-02017 | 02/05/2009 | Claimant(s): William Heffernan
Claimant Lawyers(s): John M. Lundin
Respondent(s): Peter Miluk
Respondent Lawyers(s): Peter Miluk
Arbitrator(s): William J. Crowe, Mitchell S. Friedman, Howard D. Jacob
Hearing Site: New York, NY
| | $7,970,620 |
| 04-06761 | 02/03/2009 | Claimant(s): Garrett Going
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Brian King, Faith Lee, Joseph McAdams, Robert Gillin, Syndicated Capital.
Respondent Lawyers(s): Brian P King, Liam O'Brien, Marc A. Susswein
Arbitrator(s): Dennis C. Meyerson, Mitchell S. Friedman, Judith C. Greene
Hearing Site: New York, NY
| | |
| 08-02270 | 02/03/2009 | Claimant(s): Avalon Partners.
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Brendan Gillespie
Respondent Lawyers(s): Brendan Thomas Gillespie
Arbitrator(s): William A. Hohauser
Hearing Site: New York, NY
| | |
| 08-02558 | 02/03/2009 | Claimant(s): Maxim Group LLC
Claimant Lawyers(s): James E. Siegel
Respondent(s): Steven Ferchak
Respondent Lawyers(s): Steven Joseph Ferchak
Arbitrator(s): Kevin Thomas Hoffman
Hearing Site: New York, NY
| | |
| 06-05327 | 02/02/2009 | Claimant(s): Cosme Monot
Claimant Lawyers(s): Alisa L. Silverstein
Respondent(s): LinkBrokers Derivatives Corporation In
Respondent Lawyers(s): Joel C. Haims
Arbitrator(s): Garrett J. Dombrowski, David L. Becker, Antonio Concepcion
Hearing Site: New York, NY
| | |
