| 08-01407 | 03/02/2009 | Claimant(s): Bernard Patrusky, Meredith Patrusky, Meredith Patrusky & George Boronkay, Trs, Meredith Patrusky & Martin Semels, Tee
Claimant Lawyers(s): David L. Wales
Respondent(s): Linda Houston, Merrill Lynch Pierce Fenner & Smith Inc., Robert Boykoff
Respondent Lawyers(s): Catherine R. Murphy
Arbitrator(s): Ann Pinciss Berman, Theresa R. Joyner, Alan Steven Brodherson
Hearing Site: New York, NY
|  | $0 |
| 08-03206 | 02/27/2009 | Claimant(s): Fordham Financial Management
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Olori Hamilton
Respondent Lawyers(s): Olori Dennis Hamilton
Arbitrator(s): Martin Hunger
Hearing Site: New York, NY
| | |
| 08-02391 | 02/26/2009 | Claimant(s): Rockwell Securities
Claimant Lawyers(s): Daniel Sakol
Respondent(s): Ray San Pedro
Respondent Lawyers(s): Ray Anthony Garrido San Pedro
Arbitrator(s): John B. Myers
Hearing Site: New York, NY
| | |
| 08-00023 | 02/26/2009 | Claimant(s): Frances Modica, Rosario Modica
Claimant Lawyers(s): James A. Prestiano
Respondent(s): Troy Gagliardi
Respondent Lawyers(s): Ryan P. Farley
Arbitrator(s): Paul Weinberg, Joseph M. Buffone, James M. Rhodes
Hearing Site: New York, NY
| | $0 |
| 06-05218 | 02/25/2009 | Claimant(s): Agisilaos Cofinas, Fernando Canotilho De Sousa, Fordhill Services Ltd., Global Ocean Int'l Investments, Ltd., Athanassia Vlahaki and Nikolaidis Laza, Ioannis and Sofia Allagiannis
Claimant Lawyers(s): David P. Heim
Respondent(s): Sterling Financial Investment Group,In
Respondent Lawyers(s): Joshua Bleil
Arbitrator(s): Brian F. Amery, Anthony J. Hom, Cecilia B. Loving
Hearing Site: New York, NY
| | $5,232,730 |
| 98-00187 | 02/23/2009 | Claimant(s): Robert O'Brien
Claimant Lawyers(s): Robert J. O'Brien
Respondent(s): Deborah Sachs, John Sabo, Kenneth Rickel
Respondent Lawyers(s): Deborah K. Sachs, Dereck Wolman, John Charles Sabo
Arbitrator(s): Richard P. Ryder, James J. Noone, Richard V. Adams
Hearing Site: New York, NY
| | |
| 07-03346 | 02/19/2009 | Claimant(s): Avi Warga
Claimant Lawyers(s): Alan S. Fellheimer
Respondent(s): Isaac Schlesinger, Robert Rosen, Bishop, Rosen & Co..
Respondent Lawyers(s): Martin S. Siegel
Arbitrator(s): Fred S. Pieroni, Arthur S. Joseph, James D. Siegel
Hearing Site: New York, NY
| | |
| 07-00447 | 02/13/2009 | Claimant(s): Martin Murphy
Claimant Lawyers(s): George W. Klein
Respondent(s): Bishop, Rosen & Co..
Respondent Lawyers(s): Martin Siegel
Arbitrator(s): Barry Feiden, Arthur D. Sporn, Philip Florio
Hearing Site: New York, NY
| | $8,000 |
| 08-00918 | 02/12/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Clifford Bartlett, III
Respondent Lawyers(s): Joan M. Markey
Arbitrator(s): Douglas F. Stone, Cheryl Feldman, Bruce Alan Whiteford
Hearing Site: New York, NY
| | |
| 08-00512 | 02/12/2009 | Claimant(s): STMicroelectronics N.V.
Claimant Lawyers(s): Andrew Weissmann
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): R. Paul Wickes
Arbitrator(s): John J. Duval, Alvin Green, Charles F. Titterton
Hearing Site: New York, NY
| | $406,629,000 |
