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FINRA Awards for Cecilia B. Loving

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0126410/07/2014Claimant(s): Louis Profera
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana Gloor
Arbitrator(s): Cecilia B. Loving
Hearing Site: New York, NY
Checkmark Icon$300
06-0521802/25/2009Claimant(s): Agisilaos Cofinas, Fernando Canotilho De Sousa, Fordhill Services Ltd., Global Ocean Int'l Investments, Ltd., Athanassia Vlahaki and Nikolaidis Laza, Ioannis and Sofia Allagiannis
Claimant Lawyers(s): David P. Heim
Respondent(s): Sterling Financial Investment Group,In
Respondent Lawyers(s): Joshua Bleil
Arbitrator(s): Brian F. Amery, Anthony J. Hom, Cecilia B. Loving
Hearing Site: New York, NY
Checkmark Icon$5,232,730

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