Potomac Analytics' Logo

FINRA Awards for Dana Gloor

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0252812/11/2020Claimant(s): Manohar Khatri
Claimant Lawyers(s): Dana Gloor
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Milwaukee, WI
17-0077611/06/2018Claimant(s): Ellen Scherer
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Martin Leclerc, Barrack Yark Advisors, Coastal Equities., Trade-PMR Inc.
Respondent Lawyers(s): Dana Gloor, Samuel E. Cohen
Arbitrator(s): Gordon M. Wase, Ronald P. Wertheim, Richard M. Rosenbleeth
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
17-0140510/26/2017Claimant(s): Gregg Somerville
Claimant Lawyers(s): Dana Gloor
Respondent(s): Coastal Equities.
Respondent Lawyers(s): Franklin Skinner
Arbitrator(s): Morton S. Bunis
Hearing Site: Wilmington, DE
14-0126410/07/2014Claimant(s): Louis Profera
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana Gloor
Arbitrator(s): Cecilia B. Loving
Hearing Site: New York, NY
Checkmark Icon$300

4 Results

Display: